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Franklin Templeton Investments Compliance Interview Questions and Answers

Updated 10 Oct 2020

Franklin Templeton Investments Compliance Interview Experiences

1 interview found

Compliance Interview Questions & Answers

user image Anonymous

posted on 10 Oct 2020

Interview Questionnaire 

1 Question

  • Q1. You should have good knowledge of subject. Should be confident and must be a stable candidate. If you have switched too ofter you should have proper reason to justify frequest job change
    • Add your answer

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Interview Tips & Stories
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mrstorm
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works at
Wipro
90 days notice period
"Hi everyone, I have a 90-day notice period and actively seeking new job opportunities. However, I haven't received any interview calls yet due to this notice period. I would appreciate any advice on how to navigate this situation. Additionally, if I update my profile to indicate that I am serving my notice period (even though I’m not), how should I handle questions regarding this during interviews? Any guidance or referrals would be greatly appreciated.I am looking for opportunities in ad tech field now.Thank you!"
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Interview questions from similar companies

Analyst Interview Questions & Answers

Synchrony user image Anonymous

posted on 8 Jun 2021

I applied via Naukri.com and was interviewed before Jun 2020. There were 4 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. How would you segment a population based on certain attributes, which algorithm would you use. SAS and proc sql related questions are must for analyst interview. If lateral hire, expect questions based on ...
  • Ans. 

    To segment a population based on attributes, use clustering algorithms like k-means or hierarchical clustering.

    • Identify relevant attributes such as age, income, education level, etc.

    • Normalize the data to ensure all attributes are on the same scale.

    • Choose a clustering algorithm based on the size of the dataset and the desired number of segments.

    • Evaluate the results using metrics like silhouette score or within-cluster s...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare your CV thoroughly. Why this approach, why this algorithm type of questions. Advantage, disadvantages of algorithms. What you learnt from this project, how this project helped business type questions

Skills evaluated in this interview

Analyst Interview Questions & Answers

Northern Trust Operating Services user image Anonymous

posted on 19 Nov 2022

I applied via Referral and was interviewed before Nov 2021. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(2 Questions)

  • Q1. Talk about your prior experience
    • Add your answer
  • Q2. Tell me something about yourself
    • Add your answer

Interview Preparation Tips

Topics to prepare for Northern Trust Operating Services Analyst interview:
  • Capital Market
Interview preparation tips for other job seekers - Its a good company to work and learn and grow. Employee are good at tgeir work and very good with their concept

Analyst Interview Questions & Answers

Synchrony user image Anonymous

posted on 21 Nov 2019

I applied via Recruitment Consultant

Interview Questionnaire 

1 Question

  • Q1. Why do you want to join the organisation
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Throughout the Interview process, you need to be patient. As per my experience, even if your interview went fine you need to be patient to get the results. It may take weeks to months to go ahead further. Sometimes you can just talk to the recruiter who has contacted you for the interview, because the he/she is the best person to guide you throughout the process.

Analyst Interview Questions & Answers

Northern Trust Operating Services user image Anonymous

posted on 12 Apr 2022

I applied via Campus Placement and was interviewed before Apr 2021. There were 4 interview rounds.

Round 1 - Aptitude Test 

Long procedure.. but can crack it with some good apt skill

Round 2 - Video Call 

(1 Question)

  • Q1. Current affairs and self awareness
    • Add your answer
Round 3 - One-on-one 

(1 Question)

  • Q1. Be sure on what makes to to apply here and which department you are heading towards is very important
    • Add your answer
Round 4 - HR 

(1 Question)

  • Q1. Why should we hire you?
    • Add your answer

Interview Preparation Tips

Topics to prepare for Northern Trust Operating Services Analyst interview:
  • Accounting
  • Statistics
  • Taxation
  • Derivatives
  • Business Objects
Interview preparation tips for other job seekers - Be confident while sharing your thoughts and answering questions.better Do not guess work.

Analyst Interview Questions & Answers

Northern Trust Operating Services user image Anonymous

posted on 18 Apr 2021

Interview Questionnaire 

1 Question

  • Q1. Resume related
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be honest

Business Analyst Interview Questions & Answers

Apex Group user image Anonymous

posted on 17 Dec 2021

I applied via Other and was interviewed before Dec 2020. There were 6 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Mainly technical ques, use case scenarios and a couple of assignments to complete..
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Read the JD, prepare for it, think of the real life scenarios if you have worked with something that is mentioned in JD.
HR interview might be a tricky one.... So be general.

Analyst Interview Questions & Answers

Northern Trust Operating Services user image Anonymous

posted on 8 Aug 2022

I applied via Campus Placement and was interviewed in Feb 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

Basic maths and logical reasoning questions

Round 3 - Technical 

(2 Questions)

  • Q1. Finance realted technical questions
    • Add your answer
  • Q2. What is dormant account, what is investment banking
  • Ans. 

    A dormant account is an account that has had no activity for a long period of time. Investment banking involves providing financial services to clients.

    • A dormant account is an account that has not been used for a certain period of time, usually 12 months or more.

    • Investment banking involves providing financial services such as underwriting, mergers and acquisitions, and securities trading to clients.

    • Dormant accounts can...

    • Answered by AI
    Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Should have good knowledge of finance topics

Analyst Interview Questions & Answers

Northern Trust Operating Services user image Anonymous

posted on 15 Sep 2022

I applied via Referral and was interviewed in Aug 2022. There were 2 interview rounds.

Round 1 - Aptitude Test 

Situational based questions were asked along with quantitative questions

Round 2 - Video Call 

(1 Question)

  • Q1. What was the recent challenge you faced?
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident when you are speaking with the interviewers.

Analyst Interview Questions & Answers

Northern Trust Operating Services user image

posted on 29 Dec 2022

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
-
Result
Selected Selected

I appeared for an interview before Dec 2021.

Round 1 - Aptitude Test 

There will be more than 100 questions. It is on your mentality testing questions, just take your own time and choose your answers.

Round 2 - HR 

(1 Question)

  • Q1. After the aptitude test, if you have passed the test. HR will contact you after a week and will ask basic accounting and finance questions like golden rules of accounts and BRS. If you have answered those...
    • Add your answer
Round 3 - One-on-one 

(2 Questions)

  • Q1. There will be one on one. You and NT manager.
    • Add your answer
  • Q2. Questions asked during my interview. 1. Introduce yourself. 2. About company. 3. What is derivatives. 4. BRS. 5. Due diligence. 6. Bond. 7. Capital market. 8. In the end he or she will ask you any question...
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident speak like your talking to your friend or family.
All the best.
More about working at Franklin Templeton Investments

Franklin Templeton Investments Interview FAQs

How to prepare for Franklin Templeton Investments Compliance interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Franklin Templeton Investments. The most common topics and skills that interviewers at Franklin Templeton Investments expect are Compensation, Corporate Training, GK, Market Research and Project Costing.

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