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CSC Compliance Executive Interview Questions and Answers

Updated 11 Jul 2024

CSC Compliance Executive Interview Experiences

1 interview found

Compliance Executive Interview Questions & Answers

user image Anonymous

posted on 11 Jul 2024

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
-
Result
Not Selected

I applied via Naukri.com and was interviewed in Jan 2024. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. What is your experience in Regulatory compliance?
  • Ans. 

    I have over 10 years of experience in regulatory compliance, including developing policies, conducting audits, and ensuring adherence to laws and regulations.

    • Developed and implemented compliance policies and procedures

    • Conducted regular audits to ensure adherence to regulations

    • Provided training to staff on compliance requirements

    • Worked closely with regulatory agencies to address any issues or concerns

    • Stayed up-to-date o...

    • Answered by AI
    Add your answer
  • Q2. Name few Acronyms related to this field based on your experience and explain the same ?
  • Ans. 

    Some acronyms related to Compliance Executive field are AML, KYC, FCPA, GDPR, and SOX.

    • AML - Anti-Money Laundering

    • KYC - Know Your Customer

    • FCPA - Foreign Corrupt Practices Act

    • GDPR - General Data Protection Regulation

    • SOX - Sarbanes-Oxley Act

    • Answered by AI
    Add your answer

Top trending discussions

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Interview Tips & Stories
2w
mrstorm
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works at
Wipro
90 days notice period
"Hi everyone, I have a 90-day notice period and actively seeking new job opportunities. However, I haven't received any interview calls yet due to this notice period. I would appreciate any advice on how to navigate this situation. Additionally, if I update my profile to indicate that I am serving my notice period (even though I’m not), how should I handle questions regarding this during interviews? Any guidance or referrals would be greatly appreciated.I am looking for opportunities in ad tech field now.Thank you!"
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Associate Interview Questions & Answers

Apex Group user image Anonymous

posted on 15 Dec 2021

I applied via Referral and was interviewed before Dec 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Technical questions on corporate actions, call and put options, crystallization process
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - study well on corporate actions, journal entries on accruals, prepayments, crystallization, performance fees etc

Associate Interview Questions & Answers

Axis Direct user image Anonymous

posted on 16 Mar 2022

I applied via Naukri.com and was interviewed in Feb 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Group Discussion 

Self

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident qefqqqqc qcq wefwef ewfwef

Associate Interview Questions & Answers

Apex Group user image Anonymous

posted on 18 Jun 2022

Round 1 - Technical 

(1 Question)

  • Q1. Journal entries for capital infusion and distributions, equalization in private equity
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Make sure you are good with journal entries and fund expenses and non find expenses

Associate Interview Questions & Answers

Morningstar user image Anonymous

posted on 18 Apr 2022

I applied via Walk-in and was interviewed in Mar 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(2 Questions)

  • Q1. Tell me about yourself.
    • Add your answer
  • Q2. What is your background
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - do like and subscribe my channel

Associate Interview Questions & Answers

Morningstar user image Anonymous

posted on 10 Dec 2022

Interview experience
4
Good
Difficulty level
Hard
Process Duration
Less than 2 weeks
Result
Selected Selected

I applied via Company Website and was interviewed in Nov 2022. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - Aptitude Test 

The first round for MDP Associate role is General Aptitude Test which is based on English usage, numerical reasoning and logical reasoning

Round 3 - Interviews 

(2 Questions)

  • Q1. Technical Interview questions are related to financial and leadership ship qualities
    • Add your answer
  • Q2. HR/Manager Interview questions are related to task solving and other normal questions
    • Add your answer

Interview Preparation Tips

Topics to prepare for Morningstar Associate interview:
  • Financial Management
  • Database
Interview preparation tips for other job seekers - Kindly prepare well at first round and be confident at interview becoz it was a bit hard, All The Best

Associate Interview Questions & Answers

Morningstar user image Anonymous

posted on 2 Sep 2022

I applied via Naukri.com and was interviewed in Aug 2022. There were 3 interview rounds.

Round 1 - Aptitude Test 

60 question - 60 minutes all MCQ.
1. general equity and Accounting questions
2. aptitude
3. English test

Round 2 - interview 

(1 Question)

  • Q1. 1. merger and acquisition 2. swops 3. other general questions
    • Add your answer
Round 3 - interview 

(1 Question)

  • Q1. Face value, book value, market value profit and loss etc. NON domain questions - how do you deal with monotonous work why shall we hire you?
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - just know the basics of accounting, act confident and talk right on the point. Don't beat around the bush.

Associate Interview Questions & Answers

Morningstar user image Shreya Gupta

posted on 29 Sep 2023

Interview experience
4
Good
Difficulty level
Easy
Process Duration
2-4 weeks
Result
Selected Selected

I applied via LinkedIn and was interviewed in Aug 2023. There were 5 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Do not use an unprofessional email address such as cool_boy@email.com. It shows a lack of professionalism by the candidate.
View all tips
Round 2 - Aptitude Test 

It was related to maths and aptitude. If you have an idea of basic maths then, it will be easy for you to attempt.

Round 3 - Group Discussion 

Latest and trending topics.

Round 4 - Technical 

(2 Questions)

  • Q1. The questions were quiet simple and related to your goals and company-related.
    • Add your answer
  • Q2. Q1 Introduction. Q2 Your future goals? Q3 Where do you find yourself after 5-7 years? Q4 Company's culture related. Q5 Projects, skills, and tools used. Q6 Why Morningstar?
    • Add your answer
Round 5 - HR 

(1 Question)

  • Q1. Normal questions
    • Add your answer

Associate Interview Questions & Answers

Mr Cooper user image Krishnamurthy C

posted on 4 Mar 2024

Interview experience
5
Excellent
Difficulty level
Easy
Process Duration
Less than 2 weeks
Result
No response

I applied via Naukri.com and was interviewed in Feb 2024. There were 2 interview rounds.

Round 1 - Aptitude Test 

Simple interview just check communication skills

Round 2 - HR 

(1 Question)

  • Q1. Simple question like salary, relocation
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - Make sure communication skills

Associate Interview Questions & Answers

Morningstar user image Anonymous

posted on 4 Dec 2022

I appeared for an interview in Nov 2022.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

It was 30 bit exam for 30 minutes

Round 3 - Technical 

(2 Questions)

  • Q1. I've to take it? First round is over and waiting for next round?
    • Add your answer
  • Q2. I'm not sure of the interview as I've finished first round itself
    • Add your answer

Interview Preparation Tips

Interview preparation tips for other job seekers - I've to take this round. They told that they will schedule 2 interviews post written exam.
More about working at CSC

CSC Interview FAQs

How many rounds are there in CSC Compliance Executive interview?
CSC interview process usually has 1 rounds. The most common rounds in the CSC interview process are One-on-one Round.
What are the top questions asked in CSC Compliance Executive interview?

Some of the top questions asked at the CSC Compliance Executive interview -

  1. Name few Acronyms related to this field based on your experience and explain t...read more
  2. What is your experience in Regulatory complian...read more

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