14 Stephead Advisors Jobs
Head - AIF & PMS Compliance - CS (5-8 yrs)
Stephead Advisors
posted 11hr ago
Key skills for the job
The "Head - AIF & PMS Compliance" will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.
Key Responsibilities:
- Oversee compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services).
- Ensure all regulatory filings, documentation, and reporting requirements are met in a timely manner.
- Develop and maintain internal compliance policies in line with current laws and regulations.
- Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
- Monitor investment restrictions, risk management policies, and fund-related compliance.
- Conduct periodic compliance audits to ensure ongoing adherence to regulations.
- Provide compliance training to staff and keep the management informed about any new regulations or changes.
- Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.
- Assist with legal and regulatory queries and provide guidance on regulatory best practices.
Qualifications:
Functional Areas: Other
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