Senior Manager - Corporate Audit - Process Segment - NBFC - CA (4-8 yrs)

Title -Senior Manager

Department - Corporate Audit - Process

Location - Vikhroli / BKC (Should be comfortable to travel both locations)

Experience - 4+ Years

Education - CA Must

Job Overview:

This role manages and executes audit activities, ensuring adherence to internal controls, SOPs, and regulatory compliance. This role involves preparing audit reports and recommending process improvements.

Key Responsibilities:

- Manage and execute internal audits as per the risk-based audit plan.

- Prepare audit reports, detailing findings and recommendations for management.

- Coordinate with various departments to understand business processes and provide recommendations.

- Conduct quality assurance reviews of audit work.

- Implement and oversee measures to detect and prevent fraud.

- Liaise with regulatory authorities during audits and inspections.

- Evaluate internal controls, operational processes, and compliance with regulations.

- Recommend process improvements to enhance operational efficiency and control.

- Follow and enforce compliance with Standard Operating Procedures (SOPs).

- Report audit progress and findings to the supervisors.

- Assist in the development and training of audit team members.

- Identify risks and provide initial recommendations for risk mitigation.