Compliance Manager

VACANCY FOR COMPLIANCE MANAGER

1. Experience: 1-2 years

2. Experience Background: CS Firm dealing with public & listed companies

NBFC & SEBI+ Experience

3. Age: 25-30

4. Salary: As per market standards

5. Educational Qualification: Company Secretary (Member of ICSI)

LLB will be an added advantage

6. Job Description

• Thorough knowledge of all provisions with respect to applicable regulations of SEBI, RBI and Companies Act, 2013
• Drafting and maintenance of secretarial records of all group entities and audit
• Conducting board and investor meetings
• Skilled with SEBI AIF and ancillary compliances
• Handle process for dematerialization of any securities.
• Handling investor onboarding process in Prachay Group and manage investor relationship by facilitating resolutions to queries.
• Timely coordination with intermediaries. Eg: Depositories, DPs, RTA, Trustee, Custodian etc.
• Be acquainted with Online Bond Platform regulations and its operations.
• Stay updated with regulatory and compliance amendments

7. Skills, Attitude & Competencies

• Investor Relations and Communication & Presentation Excellence
• Expert Knowledge of corporate laws, securities laws
• Basic knowledge of SEBI(AIF) guidelines & RBI(NBFC)
• Interpretation, analysis & application of relevant provisions of Companies Act
• Drafting skills
• Research and detail oriented
• M S Word, Excel and PPT

Interested candidates can contact at:

Email ID: hr@prachay.com

Phone Number: 9028666187