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10 PhillipCapital Jobs

Assistant Manager - Surveillance

2-4 years

Mumbai

1 vacancy

Assistant Manager - Surveillance

PhillipCapital

posted 18d ago

Job Description

Role & responsibilities

Designation: Assistant Manager - Surveillance


Job Description:

1) To detect unethical trading practice including fraud, ML, Insider trading.

2) FATF & IRA reporting.

3) Analyzing exchanges \ DP \ Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc…

4) STR Reporting & handling Trackwizz application.

5) Conducting AML training of employee periodically.

6) To drive innovation & continuous improvement in surveillance function.

7) Support \ Maintain surveillance & AML policy.


Qualification required

1) Proficiency Microsoft Excel, Power Point & Word.

2) Working knowledge of verbal & written English communication.


Experience:

1) 2 Years or more in Surveillance \ Audit \ Inspection \ Operations area.

2) Basic understanding and knowledge of trading mechanism across different financial instrument.



Employment Type: Full Time, Permanent

Read full job description

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People are getting interviews at PhillipCapital through

(based on 3 PhillipCapital interviews)
Referral
Campus Placement
67%
33%
Moderate Confidence
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Moderate Confidence means the data is based on a sufficient number of responses received from the candidates

What people at PhillipCapital are saying

3.4
 Rating based on 3 Assistant Manager reviews

Likes

Flexible timings

Dislikes

Work culture is very bad

Read 3 reviews

Assistant Manager salary at PhillipCapital

reported by 26 employees with 3-18 years exp.
₹3 L/yr - ₹10 L/yr
30% less than the average Assistant Manager Salary in India
View more details

What PhillipCapital employees are saying about work life

based on 75 employees
51%
66%
65%
100%
Strict timing
Monday to Friday
No travel
Day Shift
View more insights

PhillipCapital Benefits

Job Training
Work From Home
Team Outings
Soft Skill Training
Free Transport
Education Assistance +6 more
View more benefits

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