Senior Consultant - 1LoD Control Testing (Multiple Posts)

Job Summary:

We are seeking a Senior Consultant(s), Control Testing to join our newly established Centralized 1LoD Control Testing function (1LoD Control Testing). This 1LOD Testing team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key member of this team, you will play a pivotal role in supporting risk management activities across the organization. This includes the opportunity to be immersed across multiple operational and compliance areas, with opportunities to specialize in specific areas of interest.

This role will operate under general supervision; however, will primarily work independently to actively execute control test plans and support Testers within the team with their respective execution. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.

Major Duties:

• Leads controls testing execution including walkthroughs, design, and operating effectiveness testing.

• Performs quality review over testing workpapers (produced by other testers) to ensure execution and documentation meet First Line of Defense Control Testing Methodology and testing quality expectations.

• Lead representative to ensure relevant stakeholders are appropriately engaged in all critical testing phases.

• Provides support to Tester(s) to ensure testing is being performed effectively and efficiently.

• Responsible for monitoring all testing phases including escalation of significant deficiencies and/or testing delays.

• Compile, manage, submit and socialize required monthly, quarterly or annual reporting including test results, dashboards and/or testing issue remediation status.

• Responsible for assisting in the identification and escalation of follow-ups and potential deficiencies.

• Work closely with the business partners to obtain issue remediation action plans, track and report status of remediation actions, including maintaining dialogue with the business to ensure timely remediation of issues.

• Assist with control projects, operational and/or corporate risk initiatives, where directed.

Skills & Experience:

• College or university degree is preferred (Graduate or above)

• 10+ years of risk and control experience

• Experience in financial services industry

• Deep understanding of control frameworks and testing methodologies

• Self-motivated with strong collaboration and communication skills, both verbal and written, with varying organizational levels including senior management

• Excellent analytics skills and attention to detail

• Strong interpersonal and leadership skills, including experience mentoring

• Ability to juggle multiple tasks while effectively able to work towards deadlines