Home
Communities
Companies
- Companies
  
  Discover best places to work
- Compare Companies
  
  Compare & find best workplace
- Add Office Photos
  
  Bring your workplace to life
- Add Company Benefits
  
  Highlight your company's perks
Reviews
- Company reviews
  
  Read reviews for 6L+ companies
- Write a review
  
  Rate your former or current company
Salaries
- Browse salaries
  
  Discover salaries for 6L+ companies
- Salary calculator
  
  Calculate your take home salary
- Are you paid fairly?
  
  Check your market value
- Share your salary
  
  Help other jobseekers
Interviews
- Company interviews
  
  Read interviews for 40K+ companies
- Campus placements
  
  Interviews questions for 1K+ colleges
- Share interview questions
  
  Contribute your interview questions
Jobs
Awards

WINNERS AWAITED!
- ABECA 2025
  
  WINNERS AWAITED!
  
  AmbitionBox Employee Choice Awards - 4th Edition
- ABECA 2024
  
  AmbitionBox Employee Choice Awards - 3rd Edition
- AmbitionBox Best Places to Work 2022
  
  2nd Edition
- AmbitionBox Best Places to Work 2021
  
  1st Edition

Add office photos

Employer? Claim Account for FREE

Nomura Holdings

Compare

3.9

based on 502 Reviews

154 Nomura Holdings Jobs

Executive Director -Operations- Client Services Group

NOMURA CAPITAL (INDIA) PRIVATE LIMITED

3.9

based on 502 Reviews

12-15 years

Mumbai

1 vacancy

Executive Director -Operations- Client Services Group

Nomura Holdings

posted 20d ago

Job Role Insights

Flexible timing

Key skills for the job

Investment Banking Clinical Data Management Recruitment Risk Management Software Asset Management Financial Services

+ 3 more

Job Description

The Operations division provides the support and control infrastructure that enables the Firm to develop and deliver financial products throughout the world. Working with the Sales, Trading and Information Technology Divisions, Operations professionals are responsible for the management and execution of transactions in a manner which maximizes profitability and minimizes risk. Our division is responsible for the management and execution of millions of transactions on a daily basis. Our responsibilities include trade processing, confirmation, settlement, fails management, margin, asset servicing, risk management, reference data management and various other client services. In partnership with sales, trading, prime services, information technology and other teams from across the bank, we apply a continual focus on improving productivity and efficiency, while seeking new and innovative ways to support our clients changing needs.

Business Unit Overview

The Regulatory Reporting team is primarily responsible for ensuring that an organization complies with all relevant regulations and requirements set forth by governing bodies or regulatory agencies. This includes monitoring the daily reporting of trades and events across all major jurisdictions and managing changes in regulations to ensure ongoing compliance (i.e. rewrites, refits, upstream changes, etc.). This unit coordinates with various departments within the organization to gather necessary information and data for reporting purposes. Additionally, it plays a crucial role in identifying and addressing any potential compliance issues or risks. Powai Regulatory Reporting unit is a central hub for managing cross-jurisdictional exceptions, remediation, testing, quality assurance and reporting management information.

Roles & Responsibilities

Head of the Regulatory Reporting Team based in Powai that provides support to the teams across other global jurisdictions
This role will report into the global head of regulatory reporting who is based in London. The role will also have a local dotted line into the Powai Head of Risk and Control.
This role is part of the global regulatory reporting management team.
Responsible for the overall management and service delivery of all aspects of regulatory reporting.
Ensure timely and accurate submission of regulatory reporting to relevant jurisdictions
Participate in Interpreting and implementation of regulatory requirements, staying updated on changes in regulations affecting the organization
Collaborate with internal teams to gather necessary data and ensure data quality for reporting purposes
Conduct periodic reviews and assessments to ensure compliance with regulatory standards
Prepare and maintain documentation related to regulatory reporting processes and controls
Support responding to inquiries from regulatory agencies and providing requested information
Participate in the development and enhancement of reporting systems to meet evolving regulatory requirements
Analyze and interpret financial data to support regulatory reporting requirements
Assist in coordination of internal and external audits related to regulatory reporting
Stay abreast of industry best practices and proactively identify areas for process improvement within the regulatory reporting function
Encourage transparency within the onshore and offshore teams in highlighting and escalating gaps / issues / outliers.
Able to attract, train and retain talent in the team and work proactively on developing individuals within the team to take additional responsibilities
Able to provide proper guidance to the team on required standard and ensure delivery of quality review without major defects.
Understand and clearly document work drivers for the regulatory reporting function and use the map and measure process to drive productivity

Requirements

Technical Skills/ Competencies/ Governance, Risk and Controls/ Stakeholder Management

Mature professional with strong background in managing large teams within a global set up
Self-driven individual who is willing to demonstrate initiative and leadership in changing the status quo
Clear and effective communicator who can alter their communication style to fit the audience
Ability to mentor and build high performing teams
High action/execution orientation is essential for this role
Set and maintain a high personal standard to serve as a visible leader for the team members
Ability to build an operational strategy aimed at managing the offshore platform in line with global functional goals and local entity objectives.
Knowledge of regulatory reporting rules across multiple major jurisdictions like CFTC, SEC, MifiD, EMIR, HKTR, MAS etc. highly desirable.
Proven 12-15 years experience in regulatory reporting within financial services industry
Ability to work under tight deadlines and manage multiple priorities
Knowledge and experience of appropriate control frameworks for regulatory reporting is an advantage.