Nomura - Associate - International Market Control Office (4-7 yrs)

Nomura - Associate - Global Markets Controls Office

Roles and responsibilities :

- We are seeking a dynamic individual to join the Global Markets Controls Office (GMCO) team, based in Powai.

- The individual will work closely and in partnership with the Global Markets Controls Office (GMCO) team spread across EMEA, AEJ and Japan.

- The individual will assume day-to-day BAU responsibilities relating to Front Office Supervision and will contribute to key projects that are critical to GMCO from a regulatory perspective.

- Contribution to key GMCO tasks.

- Ownership of the Hierarchy Maintenance process across Global Markets.

- Performing review and analysis of Attestation commentaries and affirmation processes.

- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.

- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment.

- Partnering with Technology, Operations, Finance and other Corporate functions.

- Involved in initial User Acceptance Testing of GMCO tools and systems.

- Investigation of issues relating to GMCO tools and systems.

- Audit and RCSA related monitoring.

- Help in producing issue summaries and reports for Regional teams.

- Involved in tracking outstanding actions and help in chasing actions to closure.

- Assist the team in information requests from regulators and auditors as required.

Skills required:

- Basic understanding of Non-financial risk and controls and Supervision domain.

- Prior experience in Operational Risk Mgmt. (ORM), Ops Control, Product control, Operations would be an advantage.

- Conceptual understanding of Investment Banking and Financial markets.

- Basic knowledge of Capital Market products (Equities, Fixed Income and FX).

- Reporting and analysis - ability to review and understand new information sources and produce summaries of key information.

- Good communication skills, both written and verbal.

- Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting).

- Attention to detail.

- Experience of working with a diverse stakeholder group across multiple Regions.

- Ability to work under pressure to tight timelines.