NSDL: Hiring For Sr. Compliance Manager _ BKC Mumbai

Dear Candidate,

We are hiring for Compliance Sr. Manager and AM Compliance

Please find below JD for your reference.

Minimum qualifications required: CS and LLB, with 8 + years of experience in compliance management in a company relating to securities market such as Stock Exchange, Clearing Corporation, Stockbroker, Depository Participant, etc.

Legal, Compliance and Regulatory Functions:

• Drafting of replies and correspondences with regulatory authorities
• Monitoring and ensuring compliance with applicable laws including SEBI Regulations, Circulars, guidelines, Company Law, Information Technology laws, Data Privacy Laws, Business laws, Labour laws, etc.
• Co-ordinating with the various departments and helping them in all compliance matters
• Remain updated on various new laws, amendments of existing laws, circulars, notifications, etc. and report to the management
• Drafting, and reviewing various policies and standard operating procedures of the organization.
• Legal research on various laws, framing views and opinions and providing legal advice to other departments.
• Assistance in handling investor complaints, litigations and other disputes.
• Assistance in handling internal audits, external audits, and regulatory inspections.