Senior Manager - SOX Testing

Nasdaq Internal Audit is looking for a passionate Manager with a focus on Sarbanes-Oxley (SOX) Compliance design and testing, to join our team in India and manage a group of SOX testers. If you are someone who enjoys working in a results-driven and high-performing international culture and thrive in a creative and dynamic environment, this is the role for you.

Nasdaq is continuously revolutionizing markets and undergoing transformations while we adopt new technologies to develop innovative solutions, constantly aiming to rewrite tomorrow. As a SOX Audit Manager, you will play a key role in driving the financial reporting control environment at Nasdaq.

Nasdaq Internal Audit works closely with the core business lines to ensure the company has controls in place to mitigate the risks that could affect the viability of our businesses. Using a risk-based approach, we examine new and existing processes that could pose a risk to Nasdaq and evaluate the control environment that exists to manage those risks. The SOX Manager and testing team will play a key role in ensuring that SOX controls are designed and operating effectively to ensure that Nasdaq s financial reporting is accurate and reliable.

We are looking for candidates who share our values along with a genuine desire and drive to deliver top quality output.

With this position:

We are looking for a dedicated SOX Manager to join our Internal Audit team. The SOX Manager will be responsible for assessing and evaluating the effectiveness of the companys internal controls over financial reporting in accordance with the Sarbanes-Oxley Act (SOX) requirements. The ideal candidate will have a strong understanding of SOX compliance, internal controls, and risk assessment methodologies. The SOX Manager will be responsible for reviewing SOX workpapers and analyzing observations for a team of technology and business SOX testers/auditors.

• Lead SOX compliance audits to assess the design and operating effectiveness of internal controls over financial reporting.
• Evaluate control deficiencies and work with Management to develop remediation plans.
• Execute and report on the quality of SOX controls across all risk creating areas (operations, finance, technology).
• Deliver against multiple and often time concurrent projects, managing conflicting priorities to achieve results on time.
• Manage a team of SOX testers/auditors by providing guidance and coaching.
• Provide input to and explain smart control recommendations.
• Utilize automated audit tools as an integral part of SOX testing.

• At least 12+ years of relevant experience in SOX compliance with minimum of 4 years into end-to-end Team Management.
• Experience in risk-focused SOX, internal audit, accounting and/or technology experience.
• Demonstrated ability to write and review audit workpapers with minimal supervision.
• Strong team player, approachable, and collaborative.
• Excellent organizational, project management and communication skills, both written and verbal.
• Education Qualification : Bachelor s Degree or higher

• CPA (Certified Public Accountant), CIA (Certified Internal Auditor), and/or CISA (Certified Information Systems Auditor)

• Annual monetary bonus
• An opportunity to become a Nasdaq shareholder
• Employee Stock Purchase Program Nasdaq stocks with a discount
• Health Insurance Program
• Flexible working schedule and hybrid way of work
• Flex day program (up to 6 paid days off a year) in addition to standard vacations and holidays
• Internal mentorship program - get a mentor or become one
• Wide selection of online learning resources, e.g., Udemy