Assistant Manager/Manager

Company :Metropolitan Stock Exchange of India Ltd

Department :Surveillance

Designation :Assistant Manager/ Manager

Location :Kurla, Mumbai

Detailed Job description:

• To handle day to day activities pertaining to Surveillance & investigation of Equity, Equity F&O and Currency Derivatives segment to ensure data integrity, Regulatory compliance, timely submission of Regulatory reports, ad hoc queries raised by Regulator and MIS.
• To analyze and evaluate the alerts from depositories, surveillance system and the scrips referred by SEBI.
• Checking ad hoc MIS for senior management.
• Computation of monthly penalties. Solving queries from members with respect to quarterly shareholding disclosure of securities.
• Issuance of circulars -Checking and issuing circulars on website accurately.
• Make necessary updates in the system for debarred entities. Sending letters to the concerned member & mails to the concerned departments if the entities mentioned therein are registered with the Exchange.
• Evaluation and analysis of alerts -Analysis of alerts sent by surveillance, depositories or scrips referred by SEBI and preparing the closure report thereof.
• Handling queries and Preparing reports during SEBI inspection.
• To draft circulars in order to disseminate the directions issued by SEBI.
• Handling quarterly disclosures.
• Testing -Preparing business requirements, test cases and timely, successful completion of testing of applications used by the department "

Skills Required:

• Knowledge of Capital and Currency Market, Exchange and SEBI compliance
• Knowledge of MS Excel, Business analysis tools etc.
• Should be able to draft letters and communicate with market participants
• NISM certifications would be preferred
• Exchange background would be preferred