Assistant General Manager - Compliance - Financial Services (10-12 yrs)

Job Opening at Punjab & Sind Bank on Permanent Basis

Designation:- Assistant General Manager - Compliance

Location:- New Delhi

- Responsibilities: Monitor and ensure compliance with all applicable regulatory requirements, including RBI guidelines, SEBI regulations, and other relevant laws.

- Conduct regular reviews and assessments to identify potential compliance risks.

- Develop and implement effective compliance policies, procedures, and controls.

- Identify, assess, and mitigate compliance risks.

- Develop and implement a robust risk management framework.

- Conduct regular risk assessments and reviews.

- Oversee internal and external audits.

- Conduct periodic reviews of branches and departments to ensure compliance.

- Take corrective actions to address audit findings.

- Develop, review, and update compliance policies and procedures.

- Ensure that policies and procedures are aligned with regulatory requirements and industry best practices.

- Conduct regular compliance training programs for employees at all levels.

- Create awareness about regulatory changes and compliance requirements.

- Conduct investigations into compliance breaches and irregularities.

- Prepare regular compliance reports for the management and regulatory authorities.

- Qualifications and Experience: Master's in related discipline from a recognized university.

- CAIIB certification is desirable.

- Post-qualification experience of over 10 years in the Banking or financial services sector.

- Minimum 3 years of experience in Audit, Finance, Compliance, Legal, or Risk Management functions.

- Last assignment should be in a senior management grade or above for at least 3 years in a Banking or financial institution.

- Skills and Competencies: Strong knowledge of banking regulations, especially RBI guidelines.

- Excellent analytical and problem-solving skills.

- Strong communication and interpersonal skills.

- Ability to lead and motivate teams.

- Strong attention to detail and accuracy