Senior Associate, Compliance Consulting

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity not just answers in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you ll contribute to a supportive and collaborative work environment that empowers you to excel.
Our Compliance Consulting provides expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.

At Kroll, your work will help deliver clarity to our clients most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

Responsibilities :

As a Senior Associate you will take risks and solve problems. You will display leadership and influence others in our Compliance Consulting business.

Assisting on compliance monitoring and testing programs
Performing desk-based reviews on client sites to ensure compliance with regulatory and internal procedures
Assist in obtaining regulatory license, provide support to act as registered compliance officer and MLRO.
Assisting on reviewing and drafting policies and procedures to ensure compliance with various regulations and legal requirements
Writing detailed reports, and participate on client presentations
Liaising with clients for the engagement(s)
Assisting the Leadership team in developing proposals, pitch presentations and other Business Development opportunities.
Identify additional work that could be provided to the client
Work towards timely delivery of assignments

Requirements :

Minimum experience of 3 - 5 years of relevant work.
Knowledge of offshore DFSA and/or FSRA and familiar with SCA, CBUAE and other UAE onshore regulators is ideal. However, experience with FCA, SEC, MAS or other major financial regulators will also be considered.
Experience on compliance assessment activities within financial institutions
Solid understanding of compliance risk assessments, monitoring activities and governance assessments
Exceptional oral and written communication skills.
Strong analytical skills
Energetic, self-starter, keen to learn and curious about acquiring new skills and expertise
Excellent communication skills, pro-active in building relationships both internal and external
Driven, displays leadership skills, influences others as well as collaborative problem solver;
Risk tolerant and comfortable in a rapidly changing environment

Nice to have

Arabic speaker
Financial certification(s) / Financial Crime Compliance
Previous experience as a compliance consultant

In order to be considered for a position, you must formally apply via careers. kroll. com

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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