Kristal.AI - Compliance Officer (2-3 yrs)

Designation - Compliance Officer

Experience - 2-3 Years

Anti-Money Laundering

- Facilitate KYC review as part of the onboarding process.

- Steer client periodic reviews and ad hoc reviews warranted by trigger events.

- Ensure all suspicious activities escalated to Compliance are promptly investigated, handled in a timely and appropriate manner and handling the Suspicious Transaction Reporting if required.

- Conduct AML transaction monitoring on a timely basis.

- Handle client screening monitoring on a daily basis and if necessary, escalate to the Relationship Manager and Head of Compliance for further handling.

- Maintain oversight on the tracking of outstanding client documents and escalate to the Head of Compliance for accounts with deficient documents past the stipulated tracking time frame.

- Partake in remediation exercises.

Regulatory Compliance:

- Adjusting to and keeping abreast with the latest compliance policies and processes. - Assist in adhoc Compliance reviews, testing or other regulatory-driven projects.

- Administer Compliance training for the Company which includes annual refreshers on key Compliance subject matters and Anti-Money Laundering. Induction session is also conducted for new joiners on the above topics.

Required knowledge, skills and abilities:

- The ideal candidate must have at least 2 -3 years' AML/KYC experience with a Fund Management company, Asset Management Company, private bank or audit background. You will also be able to demonstrate:

- An inquisitive and analytical mind with the ability to proactively identify and analyse problems, and propose viable solutions;

- The ability to work to deadlines whilst maintaining a high degree of accuracy and quality; handle multiple tasks and prioritise effectively;

- A keen attention to detail as well as an ability to view the bigger picture;

- Good understanding of SEBI & MAS Notice SFA 04N01 and Guidelines, reputation and regulatory risks; and

- Excellent communication skills to liaise with all stakeholders.