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2 Klass Global Advisors Jobs
compliance officer
Klass Global Advisors
posted 5mon ago
Job Role Insights
Key skills for the job
Job Description
- Develop and implement compliance programs, policies, and procedures to ensure that the organization complies with legal and regulatory requirements, internal policies, and industry standards
- Conduct regular audits and risk assessments to identify potential areas of non-compliance and recommend corrective action
- Monitor and report on compliance with regulations and internal policies to senior management and regulatory authorities
- Provide advice and guidance to employees on compliance-related matters
- Develop and deliver compliance training programs to educate employees on compliance issues and best practices
- Collaborate with other departments, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance
- Investigate and respond to compliance-related incidents, including conducting investigations, preparing reports, and recommending corrective action
- Maintain documentation of compliance activities and prepare reports for senior management and regulatory authorities
- Knowledge of data privacy laws and regulations would be an added advantage
- Excellent communication and interpersonal skills, with the ability to communicate effectively with diverse audiences
- Strong analytical and problem-solving skills, with the ability to identify and address potential areas of non-compliance
Employment Type: Full Time, Permanent
Functional Areas: Other
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