Principal Officer

Key Responsibilities

1. Governance and Leadership

• Serve as the Principal Officer and lead the GIFT City office of th
• Act as part of the Investment Committee, ensuring robust governance structures for fund management.
• Build and implement efficient processes and systems for smooth operatio
• Lead and facilitate interactions with the Board, Audit Committee, and other committees.

2. Regulatory Compliance and Risk Management

• Collaborate with SEZ, IFSCA, and other stakeholders to ensure regulatory compliance.
• Assess regulatory changes and proactively mitigate potential risks.
• Work closely with the Compliance and Risk Manager to review and ensure timely and accurate submissions of regulatory filing

3. Operational and Strategic Initiatives

• Run projects related to Alternative Investment Funds (AIFs) and other product launches.
• Oversee portfolio composition proposals initiated by the GIFT City offi
• Drive innovation in fund operations and explore opportunities for business growth.

4. People Management

• Ensure the recruitment and development of personnel appropriate to the scale of operations.
• Appoint and manage Key Managerial Personnel (KMPs) as per regulatory requirements.

Educational Qualification

• Chartered Accountant (CA), Company Secretary (CS), or MBA in Finance/Investment/Operations.
• Professional qualification or a postgraduate degree/diploma (minimum two years) in finance, accountancy, business management, commerce, economics, capital markets, or related field
• Certifications such as NISM (Modules IIB, VII, VIII, XA & XB) are preferred

Experience:

• Minimum of 5 years in securities markets or financial products, including roles such as portfolio manager, broker-dealer, investment advisor, wealth manager, research analyst, or fund management.
• Proven track record in operations, compliance, and client servicing within the equity, mutual funds, and capital markets domain.
• Experience in fintech or mobile app development will be an added advantag