Upload Button Icon Add office photos
filter salaries All Filters

23 IQ-EQ Jobs

Assistant Manager, Regulatory & Compliance

5-8 years

₹ 14.03 - 18L/yr (AmbitionBox estimate)

tooltip
This is an estimate of the average salary range for this position. It has not been reviewed by the company, and the actual salary may differ.

Hyderabad / Secunderabad

Assistant Manager, Regulatory & Compliance

IQ-EQ

posted 14d ago

Job Description

Responsibilities / Key competencies for the position

Support and assist IQEQ’s investment adviser clients by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client’s compliance programs as necessary to keep them current with new regulatory requirements and best business practices. You will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans. You will be facilitating our service offering by assisting, performing, and reviewing the following:

  • Monitoring and maintaining compliance programs for clients to ensure compliance with federal securities
  • Drafting regulatory policies and procedures
  • Conducting quarterly forensic compliance program testing, including performing ongoing reviews based on the clients’ written policies and procedures
  • Drafting and filing various regulatory filings for clients
  • Assist team members to reply to complex secretarial and administrative queries from clusters in a timely manner;
  • Perform any ad-hoc functions relating to secretarial and administration in case of service disruption;
  • Ensure all review tasks assigned are up to date and delivered on time based on the planning in place;
  • Proactively inform the reporting line for any work that cannot be executed as planned highlighting where changes may be needed in planning assumptions;
  • Use professional judgment to assess when to escalate an issue promptly;
  • Demonstrate ownership of his/her own development, highlighting when and where additional support and development is required;
  • Provide effective coaching to members of staff on process and procedures relating to the job;
  • Participate in the task planning and job allocation of work load;
  • Ensure and/or participate in documenting/updating processes and procedures;
  • Perform any other cognate duties that may from time to time be required which are appropriate for the role and business needs.

Key behaviours Expected:

In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder is expected to demonstrate the following:

  • Accountability
  • Work ethics
  • Attention to detail
  • Proactivity
  • Positivity
  • Integrity
  • Accuracy
  • Discipline
  • Reliable and trustworthy

Employment Type: Full Time, Permanent

Read full job description

IQ-EQ Interview Questions & Tips

Prepare for IQ-EQ Assistant Manager roles with real interview advice

What people at IQ-EQ are saying

Assistant Manager salary at IQ-EQ

reported by 18 employees with 5-13 years exp.
₹9 L/yr - ₹24 L/yr
94% more than the average Assistant Manager Salary in India
View more details

What IQ-EQ employees are saying about work life

based on 34 employees
53%
100%
81%
89%
Strict timing
Monday to Friday
No travel
Day Shift
View more insights

IQ-EQ Benefits

Free Transport
Child care
Gymnasium
Cafeteria
Work From Home
Free Food +6 more
View more benefits

Compare IQ-EQ with

KPMG India

3.5
Compare

Deloitte

3.8
Compare

PwC

3.4
Compare

Ernst & Young

3.4
Compare

Grant Thornton

3.7
Compare

BDO

3.3
Compare

RSM India

3.3
Compare

Crowe Horwath

4.1
Compare

Mazars

3.1
Compare

Baker Tilly Virchow Krause

3.5
Compare

Wells Fargo

3.9
Compare

JPMorgan Chase & Co.

4.0
Compare

American Express

4.2
Compare

UBS

4.0
Compare

State Street Corporation

3.8
Compare

Morgan Stanley

3.7
Compare

BNP Paribas

3.8
Compare

FactSet

3.9
Compare

Aon

3.8
Compare

Ocwen Financial Solutions

4.0
Compare

Similar Jobs for you

Compliance Officer at INDO MONEY SECURITIES PVT. LTD.

New Delhi

6-8 Yrs

₹ 2-5 LPA

Control Analyst at DEUTSCHE BANK AG

Bangalore / Bengaluru

6-7 Yrs

₹ 8-9 LPA

Compliance Officer at Klass Global Advisors LLP

Mumbai

3-5 Yrs

₹ 2-5 LPA

Compliance Officer at DB (International) Stock Brokers Limited

Noida, Noida sec 16a

3-4 Yrs

₹ 6-9 LPA

Compliance Analyst at Accenture Solutions Pvt Ltd

Navi Mumbai

3-5 Yrs

₹ 5-7 LPA

Professional at DEUTSCHE BANK AG

Bangalore / Bengaluru

3-8 Yrs

₹ 5-10 LPA

Senior Analyst at Accenture Solutions Pvt Ltd

Navi Mumbai

5-8 Yrs

₹ 7-10 LPA

Compliance Manager at Grip Invest

Gurgaon / Gurugram

4-9 Yrs

₹ 13-19 LPA

Senior Associate at Amgen Inc.

Hyderabad / Secunderabad

6-8 Yrs

₹ 8-10 LPA

Senior Compliance Manager at Mpokket Financial Services

Kolkata, Bangalore / Bengaluru

8-13 Yrs

₹ 12-22 LPA

IQ-EQ Hyderabad / Secunderabad Office Location

View all
Hyderabad / Secunderabad, Telangana Office
International Tech Park Hyderabad, Block A, West Wing, 1st Floor, Software Units Layout, Madhapur Hyderabad / Secunderabad, Telangana
500081

Assistant Manager, Regulatory & Compliance

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Accountant 3

5-8 Yrs

Hyderabad / Secunderabad

7d ago·via naukri.com

Manager, GCD Operational Risk and Compliance

5-8 Yrs

Hyderabad / Secunderabad

11d ago·via naukri.com

Manager

5-8 Yrs

Hyderabad / Secunderabad

14d ago·via naukri.com

Officer 2, US TAX

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Risk Assurance Analyst

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Manager , Regulatory and Compliance

15-24 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Officer II

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Officer I

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com

Senior Accountant

5-8 Yrs

Hyderabad / Secunderabad

15d ago·via naukri.com
write
Share an Interview