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18 Invesco Jobs
Senior Compliance Analyst
4-6 years
Hyderabad / Secunderabad
1 vacancy
Senior Compliance Analyst
Invesco
posted 5mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
- This role would also provide support to Alpha NextGen Project , in accordance with requirements of the Project and regulations (like: 1940 Act, UCITS, FCA, COLL, ESMA guidelines, SFC Rules, etc.) and fund-specific investment restrictions as contained in the prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, post trade monitoring and allied reporting) to be effective.
Key Responsibilities / Duties :
- Perform Rule Coding and Testing activities of regulatory and client guidelines in order management system i.e., Charles River (CRIMS) for Alpha Next Gen (ANG) project Regular Rule maintenance on trading application i.e., Charles River (CRIMS) Conduct Account Mapping / Review viz a viz applicable rule Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system
- Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification
- Assist in resolving queries with regional compliance teams Assist with ongoing review of relevant processes and procedures to ensure best practice Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership
- Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements. Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
- Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team Assist in Compliance related projects and initiatives.
- Assist Global Compliance staff members, as required. Effectively find solutions to compliance issues as they arise.
Work Experience / Knowledge:
- Total work experience of 4 - 6 years required including 2 - 4 years of relevant work experience of rule coding with an investment advisor or mutual fund group in Compliance or regulatory environment.
- Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds. Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
- Experience with regulatory environments such as SEC, ERISA, CSSF and FCA is required.
Skills / Other Personal Attributes Required:
- Good written and verbal communication skills
- Good interpersonal and strong analytical skills
- Strong attention to detail
- Shall be a good team player
- Shall be open to work flexible hours
- Proficiency on MS Office suite of applications
- Familiarity with trading systems and compliance components such as Charles River, Bloomberg, LZ Sentinel or Aladdin
Employment Type: Full Time, Permanent
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What people at Invesco are saying
Rating based on 3 Senior Compliance Analyst
reviews
Anonymous · Operations / Strategy
in Hyderabad/Secunderabad
Likes
Excellent teams, lot of learning, very good at pay, good appraisal and bonuses, flexible work environment
Dislikes
Nothing
Read 3 reviewsSenior Compliance Analyst salary at Invesco
reported by
8
employees
with 6-9
years exp.
₹12
L/yr - ₹15
L/yr
67%
more
than the average Senior Compliance Analyst Salary in India
View more details
What Invesco employees are saying about work life
based on 365 employees
Flexible timing
Monday to Friday
No travel
Day Shift
Invesco Benefits
Submitted by Company
Gymnasium 
Cafeteria 
Health Insurance Work From Home
Submitted by Employees
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