Equity Dealer and Operations Manager

Job Overview :

The Broker Dealer & Operations Manager is responsible for managing both trading activities and the operational functions for third party products within the organization.

This role combines executing trades for clients, ensuring compliance with regulations, and overseeing the efficiency of internal operations. The ideal candidate will have experience in trading, risk management, as well as in streamlining business processes.

Role Context :

• Execute and manage securities trades for clients while adhering to regulatory standards.
• Oversee day-to-day operations, ensuring processes are efficient, compliant, and aligned with company goals.
• Develop and implement policies for both trading activities and operational processes.
• Ensure smooth settlement of trades, accurate transaction records, and risk management.
• Collaborate with the finance, compliance, and technology teams to maintain operational integrity.
• Maintain internal controls and reporting structures to mitigate risk and ensure compliance.
• Drive process improvements to enhance trading efficiency and operational effectiveness.
• Oversee client portfolios and address any trade-related inquiries.
• Manage customer complaints related to both trading and operations, ensuring high service levels.

Skills and Qualification

• Bachelors degree in finance, Business Administration, or related field (MBA or CFA preferred).
• NISM Certification- Derivatives Series VIII
• Proven experience in both brokerage trading and operations management (5+ years).
• Strong knowledge of financial markets, instruments, and operations processes.
• Leadership experience with the ability to manage cross-functional teams.
• Proficient in trading platforms, financial systems, and operational software.

This combined role will require a professional with strong multitasking abilities, leadership skills, and in-depth knowledge of both financial markets and operations management.

Compensation Range

Fixed : Depends on location, academics and experience

Group Health Insurance

Variable : Annual Performance Based Bonus