Regulatory Control Support

Job Description

Job Title Regulatory Control Support - Compliance Surveillance - Analyst

Corporate Title Associate

Location Mumbai, India

Role Description

The Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of market manipulation, insider trading and other risks as defined by established DB standards and regulatory requirements. The focal point of our activities is the monitoring of communication, voice, and trade data.

The successful candidate will join the Compliance Surveillance function in Deutsche India Private Limited. The role involves working closely with colleagues to support the Germany region.

What we ll offer you

As part of our flexible scheme, here are just some of the benefits that you ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Conduct daily surveillance - primarily on trade data - to detect potential breaches such as insider trading, market manipulative actions.
• Perform research and investigations within defined service levels to identify the reason for potential violations.
• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements.
• Work with members of the broader Surveillance team (mostly the German Surveillance team) to identify, analyze, investigate, and resolve issues.
• Work on ad-hoc Surveillance tasks as needed.

Your skills and experience

• Degree level preferably in finance or economics.
• Knowledge of Financial Markets and Financial Instruments and understanding of related risks (e. g. , market abuse) as well as interest in financial news.
• At minimum two years of experience in Banking with exposure to Financial Instruments and / or Compliance.
• Fluent in spoken and written English. Being familiar with Mandarin or Cantonese is a plus.
• Strong attention to details, analytical skills and sound judgement.
• Team player with good communication skills with the ability to work independently.
• Proficiency in MS Office.

How we ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information

https//www. db. com/company/company. htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.