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484 DWS Investment Jobs
Regular Review Governance
DWS Investment
posted 4d ago
Job Role Insights
Key skills for the job
Job Description
- Monitor periodic review of Guarantor files to ensure files are governed against Next review date guidance for CLM (Client LifeCycle Management) KYC ops
- Manage key communication regarding files not in compliance with required deadlines are escalated and proper client account restrictions imposed
- Manage the procedures, communication, and access management and training for team
- Work effectively with key stakeholders using strong influencing skills to ensure the mutually satisfactory resolution of key issues and that the respective responsibilities are understood, agreed, and escalated where required
- Identify red flag situations and escalate in line with Deutsche Bank policies and procedures
- Appropriate and confidential handling/sharing of sensitive client data
- Support review and communication with internal Audit, Controls, and Embedded Risk Team
- Provide monthly Key Performance Reporting for management
- Ensure that risks and concerns are recorded and escalated as appropriate
Your skills and experience
- Understanding of Control, Compliance/AML, and Investigation functions in the banking industry
- Critical thinking and problem-solving skills
- Minimum of intermediate level excel skills required
- Minimum of intermediate level PowerPoint skills required
- SharePoint administration experience a plus
- Effective written and verbal communication and interpersonal skills, with the ability to work to high standards and under strong time constraints; analytical skills and attention to detail, with the ability to think laterally around issues, proposing solutions where required
- A high level of interpersonal communication skills with the ability to influence key stakeholders, providing support and coaching to them in their role in the change effort; strong leadership and the ability to reach across multiple senior stakeholders to find common ground
- Excellent personal organization and prioritization skills along with excellent verbal and written skills in English
How You ll Lead
- Lead Governance forums globally to support oversight for completion and data integrity
- Lead Working Groups to ensure critical decisions impacting the business are addressed and constraints to success are removed
- Assist with maintenance of key operating documents, communication regarding files, process changes, and education as applicable
- Coordinate analysis of periodic review workflow to identify bottlenecks and inefficiencies to reduce overall time in PR lifecycle
How we ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Employment Type: Full Time, Permanent
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