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DWS Investment

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269 DWS Investment Jobs

Chairman - Auditor - Assistant Vice President

DWS Group

5-8 years

Mumbai

1 vacancy

DWS Investment

posted 17d ago

Job Role Insights

Key skills for the job

Quality Assurance Operations German Financial Services CCTV Monitoring Capital Markets

+ 4 more

Job Description

Flexible benefits plan including virtual doctor consultation services.
Comprehensive leave benefits
Gender Neutral Parental Leave
Flexible working arrangements
25 days of annual paid leave, plus public holiday & Flexible Working Arrangement

Your key responsibilities

Executes day-to-day operational audit work and contributes to the delivery of audits (including risk assessment profiles and business monitoring).
Plans audits e.g. documenting activity flows of the processes to be reviewed, identifies risks and the key actual controls in place to mitigate the identified risks and attends meetings with internal stakeholders as and when required.
Executes audit fieldwork in line with the agreed audit approach e.g. documenting Activity Flows, identification of key risks, testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with divisional standards.
Drafts clear and concise audit findings for review by audit management, facilitates issue tracking, validates the closure of findings.
Partners with other divisional/teams during audit engagement to guarantee an integrated approach.
Participates in exit meetings as required.
Reviews and provides expert opinions on action plans provided by clients, helping them develop robust remediation plans.
Completes all assigned audit work in line with agreed budgets, including ad hoc projects and special investigations.
Acts as a competent partner and challenger to clients in the closure process of findings.
Communicates openly with divisional management and the internal stakeholders; keeps them informed of potential issues and escalate problems/delays accordingly.
Presents complex and sensitive messages (such as audit issues) comprehensively, professionally and reduces complex topics to simple statements.
Reinforces an environment where people management and development is a key priority.

Your skills and experience

Minimum of 5 years of relevant experience in Risk Management in the financial services industry covering 2nd line Risk Management function such as Credit Risk Management, Market Risk Management, Non-Financial Risk Management or Enterprise Risk Management.
Working experience in Direct internal or external audit experience in the Risk Function.
Proven experience and knowledge of banking activities, including capital market products and relevant regulatory requirements.
Good working knowledge in technology integrated auditing.
Working experience in Microsoft Excel, MS Access skills and Data Analytics skills such as Python, Tableau etc.
Good written/verbal communication skills, communicating with clarity both orally and in writing in a logical and structured manner.
Ability to build relationship and having analytical, problem solving, communication, influencing, planning and presentation skills.
Able to work under pressure within tight deadlines , have a proactive approach, solutions and results oriented with good organisational skills.
The ability to challenge and be challenged whilst maintaining the highest levels of professionalism, personal integrity and ethics.
Ability to work in virtual, global teams in a matrix organization, transfer knowledge and develop capability of team members.