Divisional Risk and Control - Professional

About The Role : 

Job Title - Divisional Risk and Control, Associate

Location - Pune


Role Description

Perform risk monitoring and independent risk assessments

Drive and deliver risk and control related initiatives

Point of advisory on risk and control matters to Operations units

Support and contribute to Quality Assurance

What we'll offer you
As part of our flexible scheme, here are just some of the benefits that youll enjoy

Best in class leave policy

Gender neutral parental leaves

100% reimbursement under childcare assistance benefit (gender neutral)

Sponsorship for Industry relevant certifications and education

Employee Assistance Program for you and your family members

Comprehensive Hospitalization Insurance for you and your dependents

Accident and Term life Insurance

Complementary Health screening for 35 yrs. and above

Your Key Responsibilities

Analyse incidents / events, perform root cause analysis and ensure remediation is well designed with feasible deadlines; Track actions to completion

Support Operations teams in the ongoing risk self-identification process and ensure Self-Identified Issues (SIIs) are well analysed and documented with properly designed remediating actions; Track actions to completion

Perform detailed review over SIIs and Audit Findings to ensure high quality Finding Management (including finding life cycle management and finding closure)

Oversee the Nearshore/Offshore Centre (NOC) Governance activities and provide insights and independent assessments to ensure governance effectiveness

Engage in risk discussions with Internal / External Auditors / Regulators and other risk functions within the Bank

Oversee the Key Risk Indicators (KRI) process and ensure risk impact are analysed, assessed, escalated and mitigated accordingly

Facilitate in completion of audits / inspections to ensure effective communication and efficient information exchange

Design / drive risk initiatives to enhance control environment and promote operational excellence

Prepare materials for training and case study sessions on Operations / Risk topics to boost risk awareness, quality standards and ensure uniform appreciation of existing risks and controls among the Operations teams; Conduct such training when required

Prepare Management Information (MI) reports for various Governance Forums in Hong Kong and Singapore on a monthly basis; Provide tailored-made reporting for Senior Management when required

Manage the Risks and Control Assessment (RCA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with external risk functions

Assist in the development and implementation of a strong Quality Assurance (QA) function within the team; Perform assigned QA tasks and contribute to the overall success of QA

Your Skills & Experience/Exposure

Minimum 5 years of experience in Operations or Risk & Control role with a financial institution

Knowledge and experience in Front Office, KYC, Securities, Funds, Risk, Audit and Compliance would be advantageous

Strong analytical skills required to critically evaluate information for key risk assessments

Has a keen attention to details, able to multitask and enjoys problem solving

Ability to work independently and prioritize the deliverables under tight deadlines

Is comfortable with negotiating; possesses an ability to seek buy-ins from key stakeholders

Needs to be able to thrive in a challenging constantly changing environment

Is Dynamic - with a strong character and excellent interpersonal skills

Education/Certification

Bachelor / Master Degree in Finance or Business

Any professional qualification is a plus (e.g., ACCA, CIA, CFA etc.)

How we'll support you

Training and development to help you excel in your career

Coaching and support from experts in your team

A culture of continuous learning to aid progression

A range of flexible benefits that you can tailor to suit your needs

About us and our teams
Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.


Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.