AML Monitoring & Screening Control Senior Advisor

About The Role : 

Job Title:Transaction Monitoring Investigations Officer

Corporate Title:AVP

Location:Mumbai, India



Role Description

The Transaction Monitoring Investigator (AVP)s primary responsibility will be handling escalated alerts and cases and conducting AML investigations, while assisting with other Financial crime investigation related duties as required.

Candidate will be expected to support AML projects as assigned and be accountable for delivery. The candidate is expected to be equipped with sound product knowledge and bring strong expertise in AML/CTF investigative processes and effective alert and case handling procedures.

What we'll offer you
As part of our flexible scheme, here are just some of the benefits that youll enjoy,

Best in class leave policy.

Gender neutral parental leaves

100% reimbursement under childcare assistance benefit (gender neutral)

Sponsorship for Industry relevant certifications and education

Employee Assistance Program for you and your family members

Comprehensive Hospitalization Insurance for you and your dependents

Accident and Term life Insurance

Complementary Health screening for 35 yrs. and above

Your key responsibilities
Depending on the experience of the candidate, some or all of the following responsibilities will be assigned:

Perform AML monitoring of assigned businesses or jurisdictions.

Review and analyze daily AML/CTF Cases to ensure that investigations are accomplished to address transactions that contravene the banks or regulatory policy.

Ensure these occurrences are documented in the case for regulatory/audit level reviews. Accountable to ensure the audit trail is complete for all alerts/cases.

Investigate cases and associated transactions and identify potential areas of risk (financial, reputational, and regulatory) within the transactions and associated client relationship review.

Investigate cases utilizing knowledge of money laundering, financing of terrorism and related issues, seeking guidance and assistance when required from the Team Manager and team.

Internet and external database searches to ensure no adverse information (RAI) is noted on the client/parties.

Handle complex and confidential cases autonomously.

Ensure all alerts and cases are completed within the mandated timeframe.

Resolving AML/CTF Investigations before these issues have a negative impact on the banks financial position, reputation or become a regulatory issue.

Identify suspicious transactions/ behavior and report to the Money Laundering Reporting Officer (MLRO).

Identify current transaction typologies and keep abreast of emerging ones and apply said typologies to the working of the cases.

Perform or support autonomous reviews and investigations of a wider scope on ad hoc basis as needed.

Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable.

Involvement in Financial crime investigations-related technical and project work and user-acceptance tests.

Provide input on key initiatives and other ad hoc projects as needed.

Escalate data quality and system issues to the AML/CTF Manager

Your skills and experience

5-10 years of experience in AML role

A background in a Financial Investigation Unit or Financial Crime Investigations with broad knowledge of AML or other investigations

Familiarity with diverse banking products across business lines and experience in working on AML monitoring and case management systems.

Demonstrated problem-solving and analytical skills with an investigative mindset.

Strong attention to detail and efficient.

Strong verbal and written communication skills.

Team player - The ability to work well within a team.

Be a subject matter expert in AML/CTF typologies/trends.

Ability to Review Evidential Case Files using knowledge of Legislation.

The ability to work under pressure and within tight deadlines with no loss of accuracy.

An understanding of the legal and compliance issues of complex banking organizations.

Relevant AML or related certifications (CAMS, ICA Diploma etc.)

Relevant tertiary qualifications

Previous law enforcement experience an asset

Previous experience in investigations

Previous experience in driving and executing AML projects

How we'll support you

Training and development to help you excel in your career.

Coaching and support from experts in your team.

A culture of continuous learning to aid progression.

A range of flexible benefits that you can tailor to suit your needs.

About us and our teams
Please visit our company website for further information:

https://www.db.com/company/company.htm


We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.


Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.