Compliance Officer - Compliance Testing

Job Title - Compliance Officer

Location - Andheri (East), Mumbai

Department - Compliance

Overall Job Description -

• Compliance Risk monitoring and Testing.

i) Compliance review of Bank Branches and Consumer Finance Division.

ii) Review of Authorised Dealers/Business Correspondents tied up with the bank.

iii) Compliance review of selected products/areas of bank.

iv) Reviewing and Vetting of Policies and Circulars.

v) Assistance during activity related to Risk Based Supervision.

vi) Highlight gaps observed during reviews to the concerned team and obtain response.

vii) Preparation of reports and submission to senior Management monthly and quarterly basis.

Education Requirements: Graduation in any stream.

Work Experience Requirements: Total 7-12 years of experience required. Branch Banking operation experience and relevant domain experience of 5-10 years of work experience