AmbitionBox
Search
Jobs
- Reviews
- Salaries
- Interview Questions
- About Company
- Benefits
- Jobs
- Office Photos
- Community
Add office photos
All Filters
1 Tradu Compliance Associate Job
Financial Crime Compliance Associate
Tradu
posted 4mon ago
Job Role Insights
Key skills for the job
Job Description
The successful candidate will be responsible for handling escalation cases from the business, conduct regulatory screening, reporting, inquiry resolution, and investigate transaction monitoring alerts as part of the Firm s ongoing monitoring function in order to identify financial crime risks to the firm.
The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.
Role Responsibilities
The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.
Role Responsibilities
- Apply the legislation and regulations as set out in the Firm s Financial Crime Compliance Framework
- Review customer activity for adherence to the FCC Programme, with importance to transaction monitoring and transaction surveillance
- Perform customer screening for new and existing customers
- Review customer documentation, inbound/outbound transactions, and account details for financial crime red flags
- Review customer activity, manage trigger events, monitor and review various internal alerts, and flags
- Conduct investigations, prepare reports, and escalate cases to the FCC Management and Compliance Teams as required
- Respond to inquiries from internal business partners
- Assist with the documentation of AML and KYC policies, controls, guidelines and procedures, which form the Financial Crime programme
Requirements
- 2+ years of compliance or relevant department experience with a financial institution
- Knowledge and experience with transaction monitoring and transaction surveillance
- Knowledge of financial markets, commodities, forex and on-line trading platforms
- Basic understanding of financial regulations and compliance requirements
- Proficient in Excel, Word, PowerPoint
- An analytical and enquiring mind
- Strong problem solving skills and great attention to detail
- Self-starter with positive attitude with initiative
- Ability to quickly learn new processes and manage multiple tasks
- Team oriented and able to prioritise in a fast moving, constantly changing environment
- Ability to work independently with minimal supervision in an environment with strict deadlines
- Excellent communication skills and the ability to maintain the strictest confidentiality with respect to highly sensitive information
- English High Working Level (written and verbal)
Employment Type: Full Time, Permanent
Read full job description What Compliance Associate at Tradu are saying
Compliance Associate salary at Tradu
reported by
1
employee
with 6
years exp.
₹6.3
L/yr - ₹8.1
L/yr
13%
more
than the average Compliance Associate Salary in India
View more details
Tradu Benefits
View more benefits
Compare Tradu with
TCS
Compare
Accenture
Compare
Wipro
Compare
Cognizant
Compare
Capgemini
Compare
HDFC Bank
Compare
Infosys
Compare
ICICI Bank
Compare
HCLTech
Compare
Tech Mahindra
Compare
Genpact
Compare
Teleperformance
Compare
Concentrix Corporation
Compare
Axis Bank
Compare
Amazon
Compare
Jio
Compare
Reliance Retail
Compare
iEnergizer
Compare
IBM
Compare
LTIMindtree
Compare
Similar Jobs for you
Share an Interview