AmbitionBox
Jobs
- Reviews
- Salaries
- Interview Questions
- About Company
- Benefits
- Jobs
- Office Photos
- Community
Add office photos
All Filters
1 Invesco Compliance Analyst Job
Compliance Analyst
0-2 years
₹ 10.5 - 11L/yr (AmbitionBox estimate)
Hyderabad / Secunderabad
1 vacancy
Compliance Analyst
Invesco
posted 4d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Address day to day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology related or manual controls created and applied during this process.
- Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification.
- Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements.
- Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position.
- Assist in resolving queries from regional compliance team and Front Office on compliance matters.
- Assist with ongoing review of relevant processes and procedures to ensure best practice.
- Perform daily manual tasks that are monitored outside of OMS. Perform list updates on OMS.
- Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
- Assist in Compliance related projects and responsibilities. Perform daily check on funds that are overdrawn, compare cash reports received from Reconciliation team with CRD reports and notifying relevant teams to clear the overdraft.
- Effectively find solutions to compliance issues as they arise.
- Good written and verbal communication skills
- Good interpersonal and strong analytical skills
- Strong attention to detail
- Shall be a good team player
- Shall be open to work flexible hours
- Proficiency on MS Office suite of applications
- Familiarity with trading systems and compliance components such as Charles River, Bloomberg, LZ Sentinel or Aladdin
- CFA or FRM
- B. Com / M. Com / MBA /CA / Degree in Commerce/Finance
Employment Type: Full Time, Permanent
Read full job descriptionPrepare for Compliance Analyst roles with real interview advice
What Compliance Analyst at Invesco are saying
Rating based on 2 Compliance Analyst
reviews
Anonymous · Other
in Hyderabad / Secunderabad
Company is fabulous, work culture and work life balance is highly appreciated, you have lot of fun and lot of outings in order to refresh yourself, quality trainings are provided when there is a requirement. Team is very good very much supportive and I am glad to be part of Invesco family. I recently visited UK for a small project had a great exposure meeting the counterpart's.
- Salary - Good
In terms of growth I feel it's slow apart from that I have no drawbacks.
Compliance Analyst salary at Invesco
What Invesco employees are saying about work life
Invesco Benefits
Gymnasium 
Cafeteria 
Health Insurance Work From Home 
Compare Invesco with
Blackrock
Vanguard
Fidelity Investments
State Street Global Advisors
Goldman Sachs
Morgan Stanley
Franklin Templeton Investments
Axis Direct
Kotak Securities
FactSet
Sharekhan
Morningstar
Ocwen Financial Solutions
Synchrony
Northern Trust Operating Services
Apex Group
Better.com
Sun Life Financial
TIAA Global Business Services
Fidelity International
