Client Guideline Management Analyst

To perform various Investment Compliance tasks including interpreting guidelines, coding, and ad hoc functions. The individual will be expected to learn the various compliance platforms and to also learn the regulatory and client guideline requirements. The Analyst will need to be able to communicate effectively with various internal and external clients.

Applications and business or enterprise functions the role supports

Client Guideline Management analysts support and/or deal with the following internal clients - Portfolio Managers, Assistant Portfolio Managers, Traders, Trade Support, Legal and Compliance, Sales, and Risk. On a daily basis, the Analyst will use Sentinel, Linedata, Enfusion, Microsoft Excel, and Microsoft Office; internal applications such as ACE Global Optimizer (GO); and use multiple vendors such as Bloomberg MSCI

Key job responsibilities include, but are not limited to

Responsible for supporting all Client Guideline Management activities across guideline documentation reviews, rule coding implementation, trade compliance, and portfolio compliance functions:

Job Qualifications