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18 Brickwork Ratings Jobs

Associate Compliance Manager

6-8 years

Bangalore / Bengaluru

1 vacancy

Associate Compliance Manager

Brickwork Ratings

posted 13hr ago

Job Description


Job Description Associate Compliance Manager
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Work Location:
Bengaluru
Bengaluru
Relevant Work Experience:
(CRAs / Banks / Financial Industry)
6-8 years
About Brickwork Ratings
Primary Responsibility:
Competency / Skills:
Educational Qualification:
Brickwork Ratings (BWR) is one of India s leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector bank as its promoter and strategic partner.

BWR is headquartered in Bengaluru and has a pan-India presence. The rating team is headed by the analytical prowess of the industry s most experienced credit analysts and bankers.

BWR offers rating services to Bank Loans, NCD, Commercial papers, Bonds, Mutual Funds, PPMLDs, and Security Receipts. BWR s ratings have rated over 100,000 large Corporates, Banks, Financial Institutions, State and local Governments, and small businesses. BWR provides investors and lenders, with timely and in-depth research across structured finance, public finance, financial institutions, project finance, and corporate sectors.
  • Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations
  • Proficient in Regulatory Circulars/Guidelines Interpretation. Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.
  • Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.
  • Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI
  • Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.
  • Answering employee queries relating to compliance-related matters
  • Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.
  • Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards. Familiarity with regulatory portals such as NSDL etc.
  • Proficient in MS Office. Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management
  • Team Player with the ability to execute compliance projects focused on regulatory compliance. Provides necessary support to the Compliance Officer to implement compliance and risk management policies.
  • Strong analytical, problem-solving, verbal, and written communication skills. Attention to detail.
  • Bachelor s degree in Finance, Law, Business, or related field; Post Graduation will and any additional certifications in these fields will be an added advantage.

    Employment Type: Full Time, Permanent

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    What Brickwork Ratings employees are saying about work life

    based on 130 employees
    54%
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    49%
    94%
    Strict timing
    Monday to Friday
    No travel
    Day Shift
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    Brickwork Ratings Benefits

    Health Insurance
    Work From Home
    Job Training
    Cafeteria
    Free Transport
    Free Food +6 more
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