National Lead - Compliance

Job Purpose
The prospective candidate shall handle work related to:
RBI Inspections (Department of Supervision, DPSS, CSITE and Regulatory studies)
Liaising with RBI, Internal and Group level stakeholders.
Update KYC policy and handling of KYC/ AML references
Assist in Internal Risk Assessment, Annual Review of Compliance, Inter-Regulatory Forum
Prepare Notes to the Board/ ACB/ RMC
Submission of Ad-hoc Regulatory Reportings
Participation in Company/ Group level projects. Duties and Responsibilities
Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes.
Liaison with the RBI, Internal and Group level stakeholders.
Regulatory reporting e.g. FD related, Branch intimations, guidance/ clarifications, etc.
Handling Regulatory queries and ad-hoc submissions through DAKSH and email.
Supporting in Regulatory Inspection and related activities.
Identify lapses in business and operation functions of BFL for compliance related issues.
Prepare the Notes to the Board/ ACB/ RMC at periodically and as and when required.
Participation in organization/ group projects. Key Decisions / Dimensions
Provide guidance/ clarifications to various functions on regulatory matters.
Vetting of documents/ products/ policies from regulatory aspect received from various stakeholders. Major Challenges
1. Work in demanding environment and provide solutions within the scope of regulatory/ statutory guidelines.
2. Consistently perform and deliver in business centric and high growth environment in a timely manner.
3. Identify and assess Compliance risks in various businesses and their mitigation measures including checks. ,Required skills are mentioned below:
a) Skills:
Should have worked for reputed Banks/Financial Institutions with diverse fields of business interests.
Excellent analytical and communication skills.
Experience in handling Regulatory/ Statutory Compliances related issues.
Knowledge of RBI guidelines.
Should be a self-starter and a team player.
b) Qualifications:
Graduate / Post-graduate / CA / Professional qualification
a) Work Experience
For Senior Lead - 12 to 14 years PQE (relevant Banking and Financial industry PQE of 6 years).
For Lead- 8 to 10 years PQE (relevant Banking and Financial industry PQE of 4 years).