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15 ARES Operations Jobs

Sr. Associate, Compliance Testing and Surveillance

6-11 years

Mumbai

1 vacancy

Sr. Associate, Compliance Testing and Surveillance

ARES Operations

posted 18d ago

Job Role Insights

Flexible timing

Job Description

Perform and oversee ongoing compliance testing in all compliance areas, including inside information and safeguarding of material non-public information, code of ethics, code of conduct, conflicts of interest, marketing and advertising.°6 - 8 years of work experience in compliance field. Conduct electronic surveillance and review supporting documentation to prepare detailed testing workpapers that substantiate findings and outcomes.°

Employment Type: Full Time, Permanent

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What people at ARES Operations are saying

What ARES Operations employees are saying about work life

based on 15 employees
55%
100%
89%
75%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

ARES Operations Benefits

Free Transport
Child care
Gymnasium
Cafeteria
Work From Home
Free Food +6 more
View more benefits

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