Business Analyst- Centralized Supervision Unit

This position is responsible for providing administrative support for Ameriprise Franchise Group (AFG) Employee RP who are responsible supervision of the sales and suitability of an advisors entire book of business. The Compliance Coordinator will be responsible for various day-to-day tasks, including assisting in the preparation of documentation for Practice Assessments.

Key Responsibilities

Assist with preparation for Practice Assessments, including required usage of the Field RP Support team (Field RP Bot and Environmental Scan), SPOT and the Account and Client Monitoring Hub.

Preparing Agenda and periodically meeting with the Employee RP to review outstanding items and participate in SRRM and FFVP 1:1s as needed

Assist with uploading of documentation into the RP Documentation tool.

Assist with scheduling of travel, advisor meetings (1:1s, Practice Assessments, etc. ) and management of expenses as necessary

Proactively reach out to Employee RPs on overdue RP Tasks. Assist the Employee RP with follow-up requests as needed.

Required Qualifications
Bachelor s degree or equivalent
1-3 years of relevant experience

Preferred Qualifications

Intermediate level of MS Excel and MS Access

Knowledge of US financial system, regulatory environment, financial products/services.

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

(4:45p-1:15a) AWMPO AWMP&S Presidents Office