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IQ-EQ Senior Compliance Executive Interview Questions and Answers for Experienced

Updated 6 Sep 2024

IQ-EQ Senior Compliance Executive Interview Experiences for Experienced

1 interview found

Interview experience
5
Excellent
Difficulty level
-
Process Duration
-
Result
-
Round 1 - HR 

(2 Questions)

  • Q1. Self Introduction about yourself
  • Ans. 

    Experienced compliance professional with a track record of implementing effective strategies to ensure regulatory adherence and mitigate risks.

    • Over 10 years of experience in compliance roles

    • Strong understanding of regulatory requirements and industry standards

    • Proven ability to develop and implement compliance programs

    • Skilled in conducting risk assessments and audits

    • Excellent communication and leadership skills

    • Led a tea...

  • Answered by AI
  • Q2. Experience Expect ctc Current ctc Notice period
  • Ans. 

    Experience, expected CTC, current CTC, and notice period are key factors in evaluating a candidate for Senior Executive Compliance role.

    • Experience in compliance roles is crucial for this position

    • Expected CTC should be competitive with industry standards

    • Current CTC can provide insight into candidate's salary expectations

    • Notice period indicates candidate's availability to join the new role

  • Answered by AI
Round 2 - One-on-one 

(2 Questions)

  • Q1. About your profile
  • Q2. Notice period About your experience

Interview questions from similar companies

Interview Questionnaire 

1 Question

  • Q1. 3 rounds were there. Project related questions along with 3 simple programming questions

I applied via Recruitment Consultant and was interviewed in Mar 2021. There were 4 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Selenium java

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident. Talk/answer based on your knowledge and real time experience. Don't try to fake any skillset.

Associate Interview Questions & Answers

PwC user image Anonymous

posted on 31 Dec 2021

I applied via Naukri.com and was interviewed before Dec 2020. There were 5 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Different Aspects of GST vis a vis erstwhile tax regime. Recent GST changes. GST related numerical questions.
  • Ans. 

    GST has replaced multiple indirect taxes with a single tax. Recent changes include simplified return filing and reduced rates for certain items.

    • GST has replaced multiple indirect taxes like VAT, excise duty, service tax, etc.

    • It has simplified the tax structure and reduced the cascading effect of taxes.

    • Recent changes include the introduction of simplified return filing through GST Sahaj and GST Sugam.

    • GST rates have been...

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Being prepared in the respective tax/accounting/audit field is helpful. Being confident and showing an eagerness to learn is what is seen as an essential quality.

Associate Interview Questions & Answers

PwC user image Anonymous

posted on 25 Oct 2021

I applied via Recruitment Consultant and was interviewed in Apr 2021. There were 4 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Case studies

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare for field related case studies for every round if giving interview for analytics team.

I applied via Recruitment Consultant and was interviewed in Nov 2019. There were 3 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. What kind of projects you have completed?
  • Q2. How handy you are on the tool?
  • Ans. 

    I am quite handy with tools and have experience using various types of equipment.

    • I have experience using power tools such as drills, saws, and sanders

    • I am skilled in using hand tools such as hammers, screwdrivers, and wrenches

    • I have experience with measuring and cutting materials accurately

    • I am able to troubleshoot and fix common household problems such as leaky faucets or broken appliances

  • Answered by AI
  • Q3. How would you rate yourself in that particular tool out of 5?
  • Ans. 

    I would rate myself 4 out of 5 in that particular tool.

    • I have extensive experience using the tool in various projects.

    • I have received positive feedback from colleagues and clients on my proficiency in the tool.

    • I am confident in my ability to troubleshoot and solve problems using the tool.

    • However, there may be some advanced features of the tool that I am not yet familiar with.

    • Overall, I believe I am highly skilled in us

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - It is all about your work experience, your role in previous organization, Project handling etc.

Associate Interview Questions & Answers

PwC user image Anonymous

posted on 11 Sep 2022

I applied via Campus Placement and was interviewed before Sep 2021. There were 3 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - Aptitude Test 

I had a tax profile so basics of Tax, accounts, excel and simple english

Round 3 - One-on-one 

(1 Question)

  • Q1. Testing your technical knowledge

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident, show your communicative, and you are positive about growth and learning also exploring roles at the organization

I applied via Referral and was interviewed before Jul 2021. There was 1 interview round.

Round 1 - One-on-one 

(2 Questions)

  • Q1. Most of questions were based on IND AS since this role was in Assurance service line under Financial accounting and advisory services.
  • Q2. Questions were from IND AS AS 115,116 103 and why want to work with EY values of EY etc. and yeah i question that remains same in every interview was Tell me about yourself

Interview Preparation Tips

Interview preparation tips for other job seekers - Please be honest with your resume and calm during interview.

I was interviewed before Oct 2020.

Interview Questionnaire 

2 Questions

  • Q1. Asked questions related to my projects.
  • Q2. Situational questions with no exact answers

Interview Preparation Tips

Interview preparation tips for other job seekers - Be confident and do not keep shut

I applied via Campus Placement and was interviewed in Oct 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Introduce yourself, about the role and cross questions on profile

Interview Preparation Tips

Interview preparation tips for other job seekers - All is well. Stay calm and composed and confidence

IQ-EQ Interview FAQs

How many rounds are there in IQ-EQ Senior Compliance Executive interview for experienced candidates?
IQ-EQ interview process for experienced candidates usually has 2 rounds. The most common rounds in the IQ-EQ interview process for experienced candidates are HR and One-on-one Round.
How to prepare for IQ-EQ Senior Compliance Executive interview for experienced candidates?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at IQ-EQ. The most common topics and skills that interviewers at IQ-EQ expect are Continuous Improvement, Forensic, Monitoring, Private Equity and Regulatory Compliance.

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IQ-EQ Senior Compliance Executive Interview Process for Experienced

based on 1 interview

Interview experience

5
  
Excellent
View more

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IQ-EQ Senior Compliance Executive Reviews and Ratings

based on 3 reviews

4.0/5

Rating in categories

4.0

Skill development

4.0

Work-life balance

4.0

Salary

4.0

Job security

4.5

Company culture

3.0

Promotions

3.0

Work satisfaction

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