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111 SBI Securities Jobs
Opportunity For Manager/Sr. Manager - Legal & Compliance
5-10 years
₹ 8 - 18L/yr
Mumbai Suburban, Navi Mumbai, Mumbai
1 vacancy
Opportunity For Manager/Sr. Manager - Legal & Compliance
SBI Securities
posted 23d ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
Designation : Deputy Manager/Manager Legal & Compliance
Location : Lowerparel
Years of Exp : 5+ Yrs exp
Job Description :
- Review and defining processes for implementation of various circulars issued by exchanges, Depositories, SEBI etc.
- Day to Day query handling in relation to regulatory area of SEBI Exchanges & Depositories.
- Conducting Audit /review of various activity for Broking, DP,PMS & Branch inspections.
- Handling regulatory inspections & internal Audit Independently.
- Liaison with Regulators.
- Ensuring timely & accurate regulatory submission to exchanges, Depositories, Various PMS submission etc.
- Preparing various reports & MIS for senior management & Board of Directors.
Interested candidates can share cvs on ruchi.kedia@sbicapsec.com
Employment Type: Full Time, Permanent
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