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5 Plus Wealth Inc. Jobs
Communication:
Plus Wealth Inc.
posted 4mon ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
- Daily Circulars:
- Review and circulate daily exchange circulars to relevant departments.
- Reporting:
- Prepare and submit collateral reports.
- Generate and distribute holding reports.
- Manage allocation mismatch reports.
- Maintain and update the penalty dashboard.
- Alerts:
- Monitor and respond to PNC alerts.
- Handle transactional alerts promptly.
- IT Compliance:
- Manage TAP IP and rack allotments/surrenders.
- Facilitate user ID creation, shifting, and surrender.
- Conduct CTCL ULC mapping.
- Adjust message rates as needed.
- Manage new lease line installations, shifting, and surrender.
- Handle changes in user names and certificates.
- Enable PRO features.
- Process algo and strategy approvals.
- Approve in-house software applications.
- DP Operations:
- Upload daily files to CDSL and CAPEX.
- Process daily and monthly billing activities.
- Generate holding reports.
- Manage pay-out and pay-in processes.
- Execute early pay-in processes.
- Handle margin pledge and unpledge activities.
- Oversee account opening processes.
- Perform modifications in demat and trading accounts.
- Execute modifications in CDSL and CAPEX systems.
- Update UCI for NSE and BSE.
- Process physical and reissued DIS (Delivery Instruction Slips).
- Generate and upload daily pledge valuation files.
- Manage Securities Lending and Borrowing (SLBM) processes.
Qualifications:
- Bachelor s degree in Finance, Business Administration, or related field.
- 2+ years of experience in compliance or DP operations within Stock broking or finance organisation.
- Strong understanding of regulatory requirements and exchange circulars.
- Proficiency with financial and compliance software.
- Excellent attention to detail and organizational skills.
- Strong analytical and problem-solving abilities.
- Effective communication skills, both written and verbal.
- Ability to manage multiple tasks and prioritize effectively.
Good To Have
- Certification in Compliance or a related field.
- Experience with CDSL, CAPEX, NSE, and BSE systems.
- NISM Certificate Series 7 (SORM) or Series 8 (Equity Derivatives)
- Knowledge of Stock market and basic IT terms
- Knowledge of IT processes related to compliance and DP operations.
Key Competencies:
- Attention to Detail: Ensures accuracy in all tasks.
- Analytical Skills: Analyzes complex data to generate insights.
- Communication: Effectively conveys information to relevant departments.
- Organizational Skills: Manages time and prioritizes tasks to meet deadlines.
- Problem-Solving: Identifies issues and develops prompt solutions.
Employment Type: Full Time, Permanent
Read full job description What people at Plus Wealth Inc. are saying
What Plus Wealth Inc. employees are saying about work life
based on 6 employees
Strict timing
Monday to Friday
No travel
Day Shift
Plus Wealth Inc. Benefits
View more benefits
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