Fresher CA / Senior Executive - Member Inspection

NCDEX (National Commodity & Derivatives Exchange) invites enthusiastic CA freshers and CA's with upto 3 years experience post qualification for an enriching audit related role based out of Kolkata, West Bengal !

Job Purpose

• Apply professional audit principles, policies and procedures to the regular inspection of members, system audit of members and internal audit of members & internal departments to ensure that potential risks are minimized, security and control guidelines are strictly adhered to and also to ensure that efficient and adequate checks and balances exist in workflow processes to achieve compliance.

Key Result Areas

Provide inputs to formulate control procedures for audit functions for members in order to protect the companys interests.

2. Recommend, through analyzing audit reports and policy, processes and procedural changes in any audited area, when justified by audited findings, as a basis for business and managerial process improvement.

3. Completion of member Inspection and SEBI inspections within timelines specified and submission of report with relevant supporting documents

4. Facilitation of trading members during Member inspections w.r.t. best practices followed by other members to comply with Regulatory guidelines

5. Maintaining proper record of internal working w.r.t. Member inspections/.

6. Keep abreast with the changes in regulations and the commodity market ecosystem and assess the need to revise the inspection checklist.

7. Conduct compliance awareness programs for brokers

8. Keep abreast with the changes in regulations and the commodity market ecosystem and assess the need to revise the inspection checklist.