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22 Multi Commodity Exchange of India Jobs

Head of Department - Inspection and Audit

17-20 years

Mumbai

1 vacancy

Head of Department - Inspection and Audit

Multi Commodity Exchange of India

posted 2d ago

Job Role Insights

Flexible timing

Job Description

Qualification Profile Preferably CFA / CA / CS / Post Graduate. Other qualification with relevant experience

Experience

17-20 years relevant experience

Job Responsibilities
  • Selection of Members for Inspection
  • Timely Completion of all on-site Inspections as per selection list and continuous improvement in the quality, coverage and depth of inspections of members
  • Tracking and completion of post-inspection enforcements and regulatory enforcements related to non-compliances referred by member supervision verticals
  • Compliance with Regulatory requirements
  • Improving engagement at internal stakeholder level
  • Carrying out Member s and Member Auditors training
  • Interacting with Regulator and prompt response to their queries
  • Offsite Supervision of members and enabling transition to a framework for offsite, real-time, alert-based due diligence on members
  • Submission of compliance reports / certificates to management and / or CRO with exceptions, if any, and action plans for remediation
  • Coordinate and provide relevant information and clarifications to the Auditors and Inspections carried out by the Regulators.
  • Ensure compliance with applicable Regulatory requirements, including those specifiedin SECC Reg., 2018 and other applicable Acts/Regulations, Circulars, guidelines.
  • Ensure Implementation of the SEBI Circulars and in case the same cannot be implemented regulator and CRO s office should be informed.
  • Ensure implementation of risk management framework in day-to-day operations
  • Inform any mishap / incident to concerned Risk Management team officials on real time basis.
  • Coordinate and provide relevant information and clarifications to the Auditors and Inspections carried out by the Regulators.
  • Percolate the corporate culture across departments through behaviour, actions and effective communication (Integrity, respect for individual, transparency in dealings, high productivity environment with clearly defined accountability)
  • Ensure implementation of risk management framework - creation of EWS framework where possible, raising EWS alerts /processing EWS alerts from other MIIs, raising PMLA alerts / STR alerts to Principal Officer based on observed information / suspicions
  • Responsibility of communication of Agenda and finalisation of Minutes of various applicable committees (eg. MCSGFC, ROC, etc) and / or Board, within timelines advised by the committee(s) and Secretarial department
  • Ensuring proper and accurate database management
  • Ensuring timely and accurate MIS
  • Continuous improvement in efficiency of operations and member supervision through automation
  • Identifying potential strengths and weakness of team members and recommending trainings / providing on-the-job trainings
  • Ensuring quality consciousness in the activities and output of the department
  • Ensuring quality Cross-functional / cross-departmental information exchange and quality deliberations
  • Creating & maintain functional and task-based accountability and responsibility matrices of Inspection & Enforcement activities

Employment Type: Full Time, Permanent

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What people at Multi Commodity Exchange of India are saying

What Multi Commodity Exchange of India employees are saying about work life

based on 110 employees
51%
77%
68%
96%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

Multi Commodity Exchange of India Benefits

Cafeteria
Health Insurance
Job Training
Team Outings
Soft Skill Training
Free Transport +6 more
View more benefits

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