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267 London Stock Exchange Group Jobs
Compliance Process Lead
6-11 years
₹ 6 - 8.85L/yr (AmbitionBox estimate)
This is an estimate of the average salary range for this
position. It has not been reviewed by the company, and
the actual salary may differ.
Bangalore / Bengaluru
1 vacancy
Compliance Process Lead
London Stock Exchange Group
posted 8d ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
Scope of Position :
Reporting to the Team lead - Controls Services. The successful applicant will be encouraged to demonstrate their knowledge and experience across different functions/departments/processes to operate Internal controls for different processes across COO.
Roles and responsibilities:
Be accountable for the Internal control operation.
Ensure understanding of the internal controls, its objective, and the risk it is trying to mitigate.
Ensure preparation/revision of standard operating procedures for respective controls as and when required
Ensure completion of control operation (Financial/Key/Operational) with accuracy and within defined timelines.
Ensures responsibility of evidence gathering and storage for future retrieval purpose.
Collaborate with customers/parters to ensure that impact of changes in the operational process is fully understood to align with its impact on the control design and operation.
Be responsible to raise control related issues to the respective teams and ensure closure within timelines.
Recommend and implement improvements to controls processes (participate in improvement/simplification projects), ensuring changes to internal controls are agreed by management and signed off by the respective customers/partners.
Ensure that preparation, outputs, and follow-up for audits are carried out to the required standard as determined by relevant internal parties. Lead process walkthroughs to external auditors. Collect, generate and dispatch data feed access declarations (DADs).
Organizes and attends internal meetings and supports in the preparation of responses to requests for information from various customers/partners.
Control Framework Compliance:
Develop understanding of the LSEG Control framework and related policies and standards.
Relationship with control owners:
Partner with control owners to ensure Control operation and monitoring. Providing regular updates on control operation status.
Relationship with 1st LOD and 2LOD:
Partner with the 1st LOD and 2 LOD Risk to ensure the operation of Internal controls owned by CST/respective business/functions with accuracy and within defined timelines.
Partner with 2LOD risk to ensure alignment of the Control Services processes with Group Risk standards.
Relationship with 3LOD Internal Audit: Partner with 3LOD Audit to provide the level of clarity expected.
Analytics and Automation : Develop relevant skills and apply them to find opportunities to use analytics and automation for the operation of controls.
Governance and reporting: Support the Team leads with preparation and reporting of MI/KRIs on scope coverage and effectiveness of the Control Services function.
Experience/Skills Requirements:
Candidate with demonstrated ability in Operations background (e.g., Order Management/AP/AR experience/BSR) will be preferred. Profiles with understanding of Internal control design and operation background will be an added advantage.
Any bachelor s degree with the proven experience and skills.
Candidate should be able to connect with clarity and precision.
Ability to multitask with organization skills.
Ability to work independently and be a problem solver.
A proven focus on continual improvement.
An Innovative approach to work.
Strong understanding of operation processes.
Proficiency in Microsoft Office specially Excel, Word, and PowerPoint.
Data Analytics skills would be an added advantage.
Employment Type: Full Time, Permanent
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What people at London Stock Exchange Group are saying
Process Leader salary at London Stock Exchange Group
reported by
5
employees
with 6-11
years exp.
₹6
L/yr - ₹8.8
L/yr
7%
more
than the average Process Leader Salary in India
View more details
What London Stock Exchange Group employees are saying about work life
based on 859 employees
Flexible timing
Monday to Friday
No travel
Day Shift
London Stock Exchange Group Benefits
View more benefits
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