8 Kotak Securities Jobs in Mumbai

Department: Compliance

Role: Advertisement

Grade: E1 Assistant Manager

Location Goregaon

Responsibilities -

• Reviewing advertisements as per code of advertisement
• Coordinating with Exchanges and Internal Stakeholders for the purpose of advertisements
• Maintaining Freeze/Unfreeze of accounts register and coordinating internally for freezing/unfreezing account and sending communication to clients and Regulators.
• Submissions of various regulatory reporting to Regulators.
• Research regulations related compliance
• Handling Sebi/Exchange Surveillance/investigations
• Reply to alerts/Observation letters/show cause notices
• Handling internal Audit/Exchange inspections

Requirements -

• Immediate Joiners
• Preferred Broking Industry
• Knowledge of Financial industry/Capital Market/Bank/NBFC etc.
• Post-graduation compulsory
  

Share resumes on bhagyashree.karpe@kotak.com

Contact no.- +91 2242858419