Assistant Vice President - Thematic Audit - Domestic Bank - CA (8-12 yrs)

Key Responsibilities:

- Planning the audit, developing clear and concise risk/control matrices and audit programs and reporting of audit findings.

- Ensuring commencement / completion of audit assignment by team within time norms, adhering to given schedules, and ensuring adherence to laid down audit policy, procedures and standards.

- Objectively assess the adequacy of internal control systems, policies, and processes; identify gaps in the design of the internal control systems, policies and processes.

- Effectively recommend improvements to the policies, processes and operating practices byanalyzing risk / gaps.

- Review and assess the effectiveness of root cause and recommendations and remedial action plan to address the identified risk / gaps.

- Implementation of changes in audit policies and process based on regulatory findings and Senior Management directives.

- Contribute ideas for improvement by bringing in efficiency and smart approach to auditing.

- Demonstrate reasonable knowledge of the industry or sector and be aware of current risks / trends.

- Effective engagement with the key stakeholder and independently managing the process of submission of information / reports / notes to the various internal stakeholders (Department Heads).

Qualifications:

Education / Qualification: CA

- 7-10 Years of Banking Domain Experience.

- Experience in conducting thematic Audits, process audits, regulatory audits and provide value added assurance to the Senior Management on key governance, risk management and control processes for areas relating to Central Office, Business Functions and Retail Banking Operations.

- Knowledge of Banking processes across Liabilities, Assets, Support Functions etc.

Role Proficiencies:

- Demonstrate proficient understanding of regulatory risk areas covering Central Offices, Business Functions, Retail Banking Operations, Transaction Banking Operations & Banks new products & processes.

- Coordinating and supporting the Bank's compliance team during RBI Audits and other external audits.

- Good project management skills while working with both internal and external stake holders.

- Good communication (both verbal & written) and inter-personal skills.

- Effective team management and ongoing review of work performed by team members.

- Strong Excel skills, financial and statistical analysis skills).

- Ability to work effectively across functions and demonstrated ability to coach and mentor others.

- Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment.

- Ability to prioritize and make decisions in a fast-paced environment.

- Ability to manage multiple tasks/projects and deadlines simultaneously.