Enhanced Due Diligence Analyst

Interactive Brokers (IBKR) is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst

The Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act

Responsibilities

Conduct Know Your Customer ("KYC") analysis and risk profiles in accordance with policies and procedures

Perform due diligence on higher-risk customers and industries

Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties

Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment and

Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines

Understanding of Source of Wealth for different client types

Qualifications

4-6 years of experience in AML/BSA/KYC compliance at customer onboarding with a large broker-dealer or other financial institution with an international client base

Bachelor’s Degree required or equivalent experience

Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment

Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision

High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions

Outstanding communication, analytical, and project management skills

Willingness and ability to obtain financial registration exams promptly

Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred

Company Benefits & Perks

Competitive salary package

Performance-based annual bonus (cash and stocks)

Hybrid working model (3 days office/week)

Group Medical & Life Insurance

Modern offices with free amenities & fully stocked cafeterias

Monthly food card & company-paid snacks

Hardship/shift allowance with company-provided pickup & drop facility*

Attractive employee referral bonus

Frequent company-sponsored team-building events and outings

Depending upon the shifts

The benefits package is subject to change at the management's discretion

Company Overview

Interactive Brokers Group, Inc

(Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries

We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories

We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers

Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years

Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology