Compliance Manager

Roles & Responsibility:

• Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs
• Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA  etc
• Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc
• Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals
• Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws
• Coordinating with RBI officials during RBI Inspection
• Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level.
• Tracking and closure of Customer Services complaints received via RBI or customer support team
• Advisory in Compliance related matter/ RBI circular interpretation
• Performing Compliance testing on regular basis