Home
Communities
Companies
- Companies
  
  Discover best places to work
- Compare Companies
  
  Compare & find best workplace
- Add Office Photos
  
  Bring your workplace to life
- Add Company Benefits
  
  Highlight your company's perks
Reviews
- Company reviews
  
  Read reviews for 6L+ companies
- Write a review
  
  Rate your former or current company
Salaries
- Browse salaries
  
  Discover salaries for 6L+ companies
- Salary calculator
  
  Calculate your take home salary
- Are you paid fairly?
  
  Check your market value
- Share your salary
  
  Help other jobseekers
- Gratuity calculator
  
  Check your gratuity amount
- HRA calculator
  
  Check how much of your HRA is tax-free
- Salary hike calculator
  
  Check your salary hike
Interviews
- Company interviews
  
  Read interviews for 40K+ companies
- Campus placements
  
  Interviews questions for 2K+ colleges
- Share interview questions
  
  Contribute your interview questions
Jobs
Awards

WINNERS AWAITED!
- ABECA 2025
  
  WINNERS AWAITED!
  
  AmbitionBox Employee Choice Awards - 4th Edition
- ABECA 2024
  
  AmbitionBox Employee Choice Awards - 3rd Edition
- AmbitionBox Best Places to Work 2022
  
  2nd Edition
- AmbitionBox Best Places to Work 2021
  
  1st Edition

Add office photos

Employer? Claim Account for FREE

First Abu Dhabi Bank

Compare

3.5

based on 144 Reviews

16 First Abu Dhabi Bank Jobs

AVP- Compliance - Surveillance

First Abu Dhabi Bank PJSC

3.5

based on 144 Reviews

10-14 years

Bangalore / Bengaluru

1 vacancy

AVP- Compliance - Surveillance

First Abu Dhabi Bank

posted 4d ago

Job Role Insights

Fixed timing

Key skills for the job

Supervision Investment Banking Auditing Trade Compliance Bloomberg

+ 4 more

Job Description

JOB PURPOSE:

First Abu Dhabi Bank PJSC is the largest bank in the United Arab Emirates, and one of largest global financial institutions. Through its strategic offerings, it looks to meet the banking needs of customers across the world via its market-leading Corporate and Investment Banking and Personal Banking franchises. FAB Securities LLC (FABS) is a subsidiary of First Abu Dhabi Bank PJSC and a licensed brokerage company.

The incumbent will be a core member of the Compliance Surveillance function within Group Compliance. The purpose of the role is to support the Head of Surveillance to:

ensure that day-to-day surveillance activities are executed per agreed procedures;
progress the enhancement of surveillance controls and process;
help uphold fair and orderly financial markets, and fulfilling regulatory requirements; and
act as an independent partner to the First Line of Defence to endorse a solid culture of compliance.

KEY ACCOUNTABILITIES:

Strategic Contribution

Surveillance is a growing area within FAB so the incumbent will be expected to have entrepreneurial flare in taking surveillance to a global best practice level.
The AVP will execute both trade and communication surveillance using tools developed by vendors such as Bloomberg and TradingHub, along with internal or manual controls where required.
BAU will involve ensuring ongoing governance and oversight of surveillance controls ensuring they remain fit for purpose and building and maintaining robust relationships with key stakeholders ensuring robust oversight of trade and communication alerts.
Responsible for producing management information and reports advising key stakeholders of surveillance activities.

Policies, Systems, Process and Procedures

Procedural documentation will need to be reviewed and updated periodically and alerts and other forms of automated oversight will need to be calibrated for optimisation.

Qualifications

Minimum Qualification

Bachelor s degree or higher educational certificate in a related field, including but not limited to banking, finance, compliance, monitoring, auditing.

Employment Type: Full Time, Permanent

Read full job description

Prepare for Compliance roles with real interview advice