Add office photos
All Filters
294 DWS Group & GmbH Co KgaA Jobs
Regulatory Control Analyst
DWS Group & GmbH Co KgaA
posted 3mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Minimum Experience of 6 years+ in various processes of Info Barrier /Trade Surveillance processes.
- Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures.
- Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner.
- Prepare and present relevant management information to stakeholders.
- Review and fully investigate Trade and Communication Surveillance escalations and communicate the same in a timely manner to the Onshore team.
- Handling the BAU of the process along with the process escalations, Client management, Global projects and Process transitions.
- Provide guidance and training to the India CTS team, mentoring and development of staff involved in the surveillance process to ensure effective and efficient operation of surveillance activities.
- Managing projects including relating to surveillance and testing of applications.
Your skills and experience
Education and Experience:
- At least 6+ years of experience in Trade / Information Barrier Surveillance.
- Bachelor s or Masters in Commerce and Finance. MBA in finance or related field/ Chartered Accountant (CA). Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus.
- In-depth knowledge of trading systems, market structure, and surveillance technologies.
- Good understanding of Market Data for Equity and Derivatives.
- Excellent written and verbal communication skills.
- Ability to convey complex surveillance findings to both technical and non-technical stakeholders.
How we ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Employment Type: Full Time, Permanent
Read full job descriptionDWS Group & GmbH Co KgaA Interview Questions & Tips
Prepare for DWS Group & GmbH Co KgaA roles with real interview advice
What people at DWS Group & GmbH Co KgaA are saying
What DWS Group & GmbH Co KgaA employees are saying about work life
based on 18 employees
Flexible timing
Monday to Friday
No travel
Day Shift
DWS Group & GmbH Co KgaA Benefits
Soft Skill Training 
International Relocation 
Job Training 
Free Transport 
Child care 
Compare DWS Group & GmbH Co KgaA with
Blackrock
Compare
UBS
Compare
State Street Corporation
Compare
Invesco
Compare
Fidelity International
Compare
TCS
Compare
Accenture
Compare
Wipro
Compare
Cognizant
Compare
Capgemini
Compare
HDFC Bank
Compare
ICICI Bank
Compare
Infosys
Compare
HCLTech
Compare
Tech Mahindra
Compare
Genpact
Compare
Teleperformance
Compare
Concentrix Corporation
Compare
Axis Bank
Compare
Amazon
Compare
Similar Jobs for you
Associate/Analyst, Origination & Advisory, Investment Banking Coverage
1-5 Yrs
Mumbai
Share an Interview