Interactive Brokers (IBKR) is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst
The Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act
Responsibilities
Conduct Know Your Customer ("KYC") analysis and risk profiles in accordance with policies and procedures
Perform due diligence on higher-risk customers and industries
Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties
Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment and
Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines
Understanding of Source of Wealth for different client types
Qualifications
4-6 years of experience in AML/BSA/KYC compliance at customer onboarding with a large broker-dealer or other financial institution with an international client base
Bachelor’s Degree required or equivalent experience
Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment
Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision
High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
Outstanding communication, analytical, and project management skills
Willingness and ability to obtain financial registration exams promptly
Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred
Company Benefits & Perks
Competitive salary package
Performance-based annual bonus (cash and stocks)
Hybrid working model (3 days office/week)
Group Medical & Life Insurance
Modern offices with free amenities & fully stocked cafeterias
Monthly food card & company-paid snacks
Hardship/shift allowance with company-provided pickup & drop facility*
Attractive employee referral bonus
Frequent company-sponsored team-building events and outings
Depending upon the shifts
The benefits package is subject to change at the management's discretion
Company Overview
Interactive Brokers Group, Inc
(Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries
We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories
We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers
Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years
Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology
Employment Type: Full Time, Permanent
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