Deutsche Bank - Regulatory Control Analyst (3-8 yrs)

Job Title - Regulatory Control Analyst

Location - Mumbai, India

Role Description :

- The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance.

- Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Departments success.

- The position will be based in Mumbai, India and requires the candidate to work in APAC shift.

What well offer you :

- As part of our flexible scheme, here are just some of the benefits that you'll enjoy

- Best in class leave policy

- Gender neutral parental leaves

- 100% reimbursement under childcare assistance benefit (gender neutral)

- Sponsorship for Industry relevant certifications and education

- Employee Assistance Program for you and your family members

- Comprehensive Hospitalization Insurance for you and your dependents

- Accident and Term life Insurance

- Complementary Health screening for 35 yrs. and above

Your key responsibilities:

Responsibilities:

- Minimum Experience of 6 years+ in various processes of Info Barrier /Trade Surveillance processes.

- Liaise with Country Compliance Officers, the business, Operations or Technology in the development,

review, testing and/or enhancement of procedures.

- Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that

requests are managed in an orderly and timely manner.

- Prepare and present relevant management information to stakeholders.

- Review and fully investigate Trade and Communication Surveillance escalations and communicate the

same in a timely manner to the Onshore team.

- Handling the BAU of the process along with the process escalations, Client management, Global

projects and Process transitions.

- Provide guidance and training to the India CTS team, mentoring and development of staff involved in

the surveillance process to ensure effective and efficient operation of surveillance activities.

- Managing projects including relating to surveillance and testing of applications.

Education and Experience :

- At least 3+ years of experience in Trade / Information Barrier Surveillance.

- Bachelors or Masters in Commerce and Finance. MBA in finance or related field/ Chartered Accountant(CA). Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus.In-depth knowledge of trading systems, market structure, and surveillance technologies.

- Good understanding of Market Data for Equity and Derivatives.

- Excellent written and verbal communication skills.

- Ability to convey complex surveillance findings to both technical and non-technical stakeholders.

How well support you:

- Training and development to help you excel in your career

- Coaching and support from experts in your team

- A culture of continuous learning to aid progression

- A range of flexible benefits that you can tailor to suit your needs