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1 PineBridge Investments Compliance Analyst Job
Compliance Analyst
PineBridge Investments
posted 1mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Managing the monitoring, administration, and completion of regulatory filings across the globe.
- Assisting in the preparation and filing of periodic regulatory reports, including daily filings.
- Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting.
- Overseeing the maintenance, monitoring, and administration of the firm s Code of Ethics, including the use of the StarCompliance system for monitoring employee s personal securities transactions, gifts and entertainment reporting and various other disclosures.
- Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics.
- Monitoring controls related to fraud, market abuse, and managing of conflicts of interest.
- Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments.
Qualifications:
- Bachelor s degree from an accredited institution .
- Minimum 1-2 years of relevant work experience in financial services industry.
- Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution.
- Experience with Code of Ethics monitoring system is a plus.
- Detail oriented.
- Strong ability to interact effectively with peers, both locally and globally.
- Excellent communication and interpersonal skills.
- Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions).
- Proficient in Microsoft PowerPoint and WORD.
- Ability to take on projects from inception through completion and meet deadlines.
- Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time.
- Engage in a hybrid workplace model (mixing in-office and remote work).
- Flexibility in working hours (if coverage is needed in another region while an employee is out of the office).
Employment Type: Full Time, Permanent
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What Compliance Analyst at PineBridge Investments are saying
Rating based on 1 Compliance Analyst
review
Anonymous · Compliance
in Mumbai
Likes
Very very happy working with PineBridge.
Dislikes
Nothing
Read 1 reviewCompliance Analyst salary at PineBridge Investments
reported by
3
employees
with 4-5
years exp.
₹5.5
L/yr - ₹7.3
L/yr
At
par with the average Compliance Analyst Salary in India
View more details
What PineBridge Investments employees are saying about work life
based on 13 employees
Flexible timing
Monday to Friday
No travel
Day Shift
PineBridge Investments Benefits
Work From Home 
Soft Skill Training 
Health Insurance 
Job Training 
Child care 
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