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Head - Compliance - Advisory Firm (20-25 yrs)

20-25 years

Mumbai

Head - Compliance - Advisory Firm (20-25 yrs)

Coe Solutions

posted 1mon ago

Job Role Insights

Key skills for the job

Job Description

- Supervise the Compliance team to ensure strict adherence to IFSCA, SEZ, SEBI AIF, Ancillary Services, PMS Guidelines, and other relevant regulations.

- Stay informed about changes in regulatory landscapes and guide the organization accordingly.

- Develop and implement corporate governance practices. Work closely with the team to ensure operational deliveries across segments.

- Oversee the drafting, review, and execution of contracts, Non-Disclosure Agreements, Master Service Agreements, Licensing Agreements, and other legal documents.

- Build and maintain strong relationships with key stakeholders, including regulatory authorities, to ensure smooth operations and address concerns proactively.

- Mitigate legal and regulatory risks by providing clear guidance to the Compliance and Operating teams.

- Implement effective compliance risk framework at the organizational level.

- Collaborate to ensure sound financial management and sustainable growth.

- Foster a positive and inclusive work environment, attracting top talent and promoting professional development.


Functional Areas: Manufacturing

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