Ambit - Compliance Officer - CS/LLB (5-7 yrs)

About the job:

We are scouting for a Compliance Officer with a minimum of 5 years of experience into Securities Market.

Qualification: Company Secretary (Mandatory) + LLB (optional)

Location: Gandhinagar (Gift City)

Key Skills Required:

Functional :

- Company Secretary + LLB (optional) having 5 years of experience in Securities Market (5 years is must as per IFSCA Regulations)

- Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs.

- Monitor regulatory changes and effectively communicate updates to relevant stakeholders.

- Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.

- Ensure the completeness and accuracy of data submitted in these reports.

- Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.

- Conduct regular audits and assessments to identify areas of non-compliance or potential risks.

- Implement remedial measures as needed.

- Managing Internal Audits

- AML/CFT compliance and monitoring

- Coordination with Custodian/Fund Accountant/Fund Admin

- Review/drafting of legal agreements

Behavioral:

- Good understanding of Regulatory and Legal affairs of SEBI Compliances.

- Excellent English verbal and drafting communication skills.

- Attention to detail and collaborative approach

Key Stakeholders:

- Senior Management

- Department Heads

- SEBI, Depository, Stock Exchanges, etc.

- Other departments, etc